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The Race Is on to Keep AI Agents From Running Wild With Your Credit Cards
Wired

AI agents may soon be buying your stuff for you. The FIDO Alliance has teamed up with Google and Mastercard to try to ensure that shopping in the near future isn't a complete disaster. more…

Claude can now plug directly into Photoshop, Blender, and Ableton
The Verge

Anthropic has launched a set of connectors for Claude that allow the AI chatbot to tap into popular creative software, including Adobe's Creative Cloud apps, Affinity, Blender, Ableton, Autodesk, and more. This marks the company's latest efforts to break into… more…

Meta’s historic loss in court could cost a lot more than $375 million
The Verge

New Mexico Attorney General Raúl Torrez won a historic sum of $375 million in a landmark child safety case against Meta earlier this year. But the next stage of the fight could be even more consequential for Meta and the social media industry at large. Beginn… more…

Oura adds birth control support to its period tracker
The Verge

Oura is launching a new reproductive health feature that takes hormonal contraception into consideration when tracking period cycles. The smart ring maker describes the Hormonal Birth Control update as a "first-of-its-kind experience" inside Oura's existing C… more…

The more young people use AI, the more they hate it
The Verge

It's been almost three years since Silicon Valley started aggressively pushing large language model-based chatbots like ChatGPT as the supposedly inevitable future of everything, and there's no group that has felt the pressure quite like Gen Z. Like with many… more…

Elon Musk and Sam Altman’s court battle over the future of OpenAI
The Verge

Sam Altman and Elon Musk are set to face off in a high-stakes trial that could alter the future of tech’s leading AI startup, OpenAI. The trial begins with jury selection on April 27th, as Musk pushes forward his 2024 lawsuit that accuses OpenAI of abandoning… more…

General Motors is adding Gemini to four million cars
The Verge

General Motors is planning to bring Google's Gemini AI assistant to around four million vehicles across the US. Model year 2022 and newer Cadillac, Chevrolet, Buick, and GMC vehicles with Google built-in will be eligible for the AI upgrade, which will be roll… more…

That UL safety logo is a lot more complicated than it looks
The Verge

Today, I’m talking with Jennifer Scanlon, who is the CEO of UL Solutions. That’s Underwriters Laboratories – you know, the UL logo listed on all your electronics? That symbol means it’s been tested and found safe in a variety of ways. UL’s been around for 100… more…

Attack of the killer script kiddies
The Verge

Last August, some of the best cybersecurity teams in the business gathered in Las Vegas to demonstrate the strength of their AI bug-finding systems at DARPA's Artificial Intelligence Cyber Challenge (AIxCC). The tools had scanned 54 million lines of actual so… more…

Microsoft and OpenAI’s famed AGI agreement is dead
The Verge

OpenAI and Microsoft's partnership-turned-situationship just got even less committed. And a clause about artificial general intelligence, which has for years dictated the future of their deal, has officially been dropped. On Monday morning, Microsoft announce… more…

How to win — and lose — Decoder
The Verge

This interview has been lightly edited for length and clarity.  Hello and welcome to Decoder, Nilay’s show about big ideas and other problems. This is Nick Statt, senior producer, and I’m joined by host and very occasional guest, Nilay Patel. Nilay, welcome b… more…

Larry’s risky business
The Verge

If you want to know whether the AI bubble is bursting, there's only one publicly traded company that will tell you: Oracle. That's right, the database company. Oracle has burned its boats and pivoted to AI, but not in any kind of usual way. It is not a founda… more…

The Start of OpenAI’s Trial Against Elon Musk Wasn’t the Worst Thing That Happened to Sam Altman Today
Gizmodo.com

A report claims that OpenAI missed its own user and revenue goals. That's bad news for the entire industry. more…

April Was the Worst Ever Month on Record for Crypto Hacks
Gizmodo.com

Drift and Kelp DAO were the two most notable crypto hacks in April, combining for $579 million in losses. more…

Spotify Will Now Verify Non-AI Artists
Gizmodo.com

The biggest music streaming platform braces for AI slop to overrun music. more…

Trump Admin Closes Investigation Into Alleged Backdoor for WhatsApp: Report
Gizmodo.com

Meta denies that WhatsApp content moderators can read the encrypted messages. more…

Meta Axes Contractors Who Had to Review Explicit Video From Smart Glasses
Gizmodo.com

You can fix the problem or fire the alleged whistleblowers. Which one's cheaper? more…

Dreame’s Next Smart Lock Packs a 3K Doorbell Camera and Aliro support
Gizmodo.com

The Riponex X10 Ultra Smart Lock also lets you wave your hand over it to unlock it, thanks to palm-based vein scanning. more…

OpenAI’s CFO Reportedly Wants to Delay the IPO from 2026 to 2027
Gizmodo.com

OpenAI's revenue picture is reportedly not pretty, and a new report says its chief financial officer wants to calm spending down before going public. more…

Dreame’s New Phones Include Some of the Gaudiest, Most Interesting Phones I’ve Seen in Years
Gizmodo.com

Yes, the company known for robot vacuums announced new phones. more…

Maryland Just Banned Surveillance Pricing on Groceries. Critics Say It’s Basically Toothless
Gizmodo.com

Other states like New York, New Jersey, and Illinois are considering similar bills. more…

Qualcomm's FY Q2 2026 earnings highlight a mobile industry under pressure from the ongoing memory shortage
Android Central

Qualcomm's FY Q2 earnings report shows $10.6 billion in revenue, driven by Automotive and IoT, while headset sales struggle amid the ongoing RAM crisis. more…

Motorola's $1,499 Razr Ultra 2026 is the perfect example of why we don't need new phones every year
Android Central

Motorola's $1,499 Razr Ultra 2026 is a microcosm of broader industry problems, but there had to be a better way to handle them. more…

Samsung's Q1 2026 earnings are insane, and your Galaxy phone barely helped
Android Central

Samsung is raking in cash from booming AI chips, but its phone business is slowing down. more…

Smartphone sales are down, but Fairphone is having a breakout year
Android Central

Fairphone is crushing a shrinking phone market with 116% growth, proving repairable, long-lasting devices can win. more…

Meta's AI investments are costing way more than VR, and investors aren't happy about it
Android Central

Meta's AI efforts are paying off with record-high growth, but the company is spending more than ever on infrastructure costs. more…

My friends and I became the Ninja Turtles, and my Friday nights will never be the same again
Android Central

Teenage Mutant Ninja Turtles: Empire City for the Meta Quest is more than just a superhero brawler; it's a new way to hang out and have fun with friends. more…

I went hands-on with the Motorola Razr 2026 series and I have some very mixed feelings, but there's one model that definitely stands out
Android Central

Motorola's new Razr 2026 series offers some refinements compared to the Razr 2025 devices, but the lack of changes may not be enough when prices are going up. more…

6 reasons you should buy a 2026 Motorola Razr flip phone, and 4 reasons you should skip them
Android Central

The Razr 2026 series was just announced, and ahead of preorders, we're going through some of the reasons why you should or shouldn't consider purchasing one. more…

OpenAI's Rumored Phone Would Replace Apps With AI Agents
CNET

Past rumors have speculated that the company behind ChatGPT could have several different devices in the works. more…

Wall Street is eyeing a new burst of growth for Meta ahead of its Q1 earnings report
Business Insider

Analysts have a high bar for Meta's revenue growth for the first-quarter, which they expect to be fueled by AI and its ads business. more…

Meet the 11 rising stars of longevity medicine
Business Insider

Interest in longevity medicine has exploded in recent years. Here's who's at the forefront of longevity science, investment, and medicine. more…

Apple Reportedly Questioning Whether iPhone Should Drop MagSafe
MacRumors

A leaker claims Apple is currently embroiled in an internal debate over whether MagSafe should remain a standard iPhone feature. The Weibo leaker known as "Instant Digital" says that when ‌MagSafe‌ was first introduced, the mood inside Apple was reported… more…

iPhone Air's Poor Sales Spook Rivals Into Ditching Ultra-Thin Phone Plans
MacRumors

A Weibo leaker today suggested that Apple's iPhone Air 2 may be the only next-generation ultra-thin flagship smartphone from a major brand, after the original model's poor sales performance appears to have led competing manufacturers to abandon plans for thei… more…

These fans are boycotting the World Cup. Will they make it a bust?
NPR

Some fans in the U.S. and around the world are unhappy with World Cup ticket prices — and U.S. immigration policies. So they're deciding not to come, raising concerns across the travel industry. more…

Climate disaster victims are rebuilding using prefab homes from boxy to bespoke
NPR

Wildfires, hurricanes, tornadoes and floods fueled by manmade climate change are changing the housing industry. That's because people seeking to rebuild in disaster-prone regions are turning away from stick-builds and embracing prefabricated homes that can wi… more…

EU says Meta is failing to keep underage users off Facebook and Instagram
NPR

The European Union accused Meta on Wednesday of failing to stop underage users from accessing Facebook and Instagram, in violation of the bloc's digital rules that require sites to protect minors. more…

Spirit Airlines ceases operations after escalating financial struggles
NPR

The low-cost carrier, which had been struggling for years, announced it will cease operations. Spirit had been seeking a $500 million lifeline from the White House, but talks failed to yield a deal. more…

Scientists see Trump's firing of the National Science Board as an attack on research
NPR

The move follows an administration push for cuts to the NSF and raises concerns in the scientific community that it could jeopardize a tradition of independent decisions about federal science grants. more…

Lawsuits accuse State Farm of secretly working to cut insurance payouts
NPR

Lawsuits allege that State Farm tries to avoid paying what it owes for hail damage. The litigation is happening as homeowners face soaring insurance costs, partly due to threats from climate change. more…

Wyoming celebrates 'nuclear renaissance' as feds approve license for a new reactor
NPR

Construction of an advanced nuclear power plant partly funded by the U.S. government -billed as the first of its kind this century, is now underway in Wyoming. The Bill Gates-backed company says its technology is proven but there are still hurdles to nuclear. more…

The MAHA movement is mad about glyphosate and Trump's EPA
NPR

Some people in the MAHA movement are angry with the Trump administration's stance on environmental toxins — including its current support for the maker of the pesticide glyphosate. more…

China blocks Meta from acquiring AI startup Manus
NPR

Meta said Monday that the transaction "complied fully with applicable law" and that it anticipates "an appropriate resolution to the inquiry." more…

Musk vs. Altman: Tech CEOs head to court Monday over fate of OpenAI
NPR

The former OpenAI business partners are embroiled in a high-stakes dispute over the future of one of the world's top AI companies. more…

How a father and daughter duped NYC's art world with fake Warhols and Banksys
NPR

A father and daughter in New Jersey have pleaded guilty to running a years-long counterfeiting scheme to trick art galleries and auction houses into buying forged paintings more…

Long a dream, it's now real: a fast and accurate TB test that doesn't need phlegm
NPR

TB tests use phlegm — not the easiest thing to get or work with. It takes time for results. And there can be false negatives and positives. A new test is more accurate and takes less than half an hour. more…

Record-breaking DHS shutdown ends. And, May Day protests to draw crowds nationwide
NPR

Congress has ended the record-breaking shutdown of the Department of Homeland Security. And, May Day demonstrations across the U.S. are expected to draw crowds protesting the Trump administration. more…

Will.i.am wants to future-proof a new generation
NPR

The Black Eyed Peas co-founder turned entrepreneur is now teaching a class on "agentic AI" for Arizona State. more…

Like soap operas, 75 feet up: How bald eagle nest cams hook online communities
NPR

Across the country, some 50 bald eagle nests fitted with cameras broadcast up-close views of raptor family life. Every spring, as eggs hatch and eaglets grow, these cameras rake in millions of views. more…

2026 Senate races to watch: From most likely to flip to Democratic long shots
NPR

Democrats could have a narrow path to winning the Senate, with these specific states on the table. more…

What if Tech Company Layoffs Aren't All About AI?
Slashdot.org

"Running a Big Tech company during Silicon Valley's AI mania may not necessarily require fewer workers or cost less," writes the Washington Post: Amazon, Google and Meta together have roughly the same number of employees now as they did during an industry-wi… more…

GPT-5.5 Matches Heavily Hyped Mythos Preview In New Cybersecurity Tests
Slashdot.org

An anonymous reader quotes a report from Ars Technica: Last month, Anthropic made a big deal about the supposedly outsize cybersecurity threat represented by its Mythos Preview model, leading the company to restrict the initial release to "critical industry p… more…

Electrical Current Might Be the Key To a Better Cup of Coffee
Slashdot.org

An anonymous reader quotes a report from Ars Technica: University of Oregon chemist Christopher Hendon loves his coffee -- so much so that studying all the factors that go into creating the perfect cuppa constitutes a significant area of research for him. His… more…

With the Jain Global tie-up, Izzy Englander's Millennium proves it is in a league of its own
Business Insider

The hedge fund industry has typically been broken down by peer groups. Izzy Englander's Millennium is increasingly without obvious counterparts. more…

6 major retail bankruptcy cases of 2026, from Saks to Eddie Bauer
Business Insider

Saks Global and Eddie Bauer are among the major retailers to file for bankruptcy in 2026, highlighting industry-wide challenges. more…

Jensen Huang is so over the dire predictions of AI leaders like Dario Amodei
Business Insider

Nvidia CEO Jensen Huang said industry leaders need to be more "mindful" of of how they talk about the potential impact of AI. more…

Why the founder of coworking firm Industrious is happy to have a boss now
Business Insider

Jamie Hodari built Industrious into an unlikely winner of the coworking industry. Now he's stepping away from the firm that defined his career. more…

The Pentagon is putting industry on a key 'Golden Dome' weapon that military leaders have said might ultimately be too expensive
Business Insider

Space-based interceptors are the most expensive and technologically advanced piece of Golden Dome. There are concerns they may not be affordable. more…

Taylor Swift says she felt 'completely washed-up' at 22 after being hailed as a teen phenom
Business Insider

Taylor Swift discusses her songwriting, career fears at 22, and the entertainment industry's treatment of women in a New York Times interview. more…

Your morning coffee is becoming optional at Starbucks
Business Insider

Starbucks is quietly becoming an energy drink company as it plans to expand its new line of Energy Refreshers and reshape customer drinking habits. more…

Citi is hoping AI agents will supercharge wealth advisors — but there's still a memory issue standing in the way
Business Insider

Citi introduced a new AI wealth advisor last week, but an exec said agents still have an important limitation. more…

British forces are getting new high-speed interceptor missiles to defend against Iranian Shahed drones
Business Insider

British troops are getting missiles produced by a UK-based startup as top militaries seek a cost-effective defense against attack drones. more…

An early-stage VC shares why he's not investing in AI coding startups — but doubling down on these founders
Business Insider

Jussi Salovaara, managing partner at startup accelerator Antler Asia, said he doesn't see much more room for new entrants in the AI-assisted coding space. more…

From ultra-fast briefings to consulting 'dolphins': 6 Big Four leaders share how they use AI at work
Business Insider

Business Insider asked leaders at the Big Four firms PwC, EY, and KPMG how they're using AI in their day-to-day work. more…

Starbucks is heading to Nashville — and it's part of a bigger fast-food migration south
Business Insider

Fast-food companies are moving their offices to the South, chasing lower operating costs, easier hiring, and customers who want more options. more…

Nvidia's $4.9 trillion chip empire has a new problem: its biggest customers
Business Insider

Taking on Nvidia won't be easy, but one analyst said the process of companies diversifying their chips is underway and "irreversible." more…

The $16 billion startup factory betting on 20-somethings with no ideas yet
Business Insider

Alice Bentinck scouts for ambitious founders with a thirst for power. She explains why behavior is more important than experience for early success. more…

Hilton's CEO says he sees a C-shaped economy emerging in the US
Business Insider

Hilton CEO Christopher Nassetta said macro trends are boosting spending from lower-income consumers. more…

How the US Army is readying for a cyberspace fight against enemy AI hackers
Business Insider

In a hypothetical Indo-Pacific fight, simulated enemy AI agents attacked cybersecurity in waves, analyzing defenses and learning in real time. more…

Jain Global is striking a deal to return investor capital and manage money exclusively for Millennium
Business Insider

Bobby Jain's hedge fund is returning outside capital and giving Millennium exclusive access less than two years after its buzzy launch. more…

A Michelin-starred restaurant uses agentic AI to source the freshest ingredients possible
Business Insider

Chef Silvio Pfeufer uses Saltz, a food procurement platform with agentic AI, to find top suppliers and cut down on time-consuming sourcing calls. more…

Disney is no longer planning to spin off ESPN
Business Insider

Disney had previously considered spinning out the sports network. New CEO Josh D'Amaro has decided not to, people familiar with the matter said. more…

The tables have turned. Ukraine is now readying the West for modern war with its weapons and combat expertise.
Business Insider

Ukraine has gone from a nation that was expected to fall in days to one that partners are now coming to for combat and weapons expertise. more…

Red Lobster's Endless Shrimp is back, but customers aren't taking the bait
Business Insider

Red Lobster once blamed its blockbuster Endless Shrimp deal for its downfall. Now the all-you-can-eat promo is back — but the vibe is different. more…

AI is opening doors for philosophy majors
Business Insider

Philosophy majors are being recruited by AI companies to help decide how machines should think and behave. more…

Russia's new cruise missile is full of Western-made parts, Ukrainian intel says
Business Insider

Foreign parts continue to find their way into Russian weaponry, despite sweeping efforts to isolate Moscow. more…

Why Big Tech's $700 billion AI splurge is misleading
Business Insider

Big Tech's AI spending is surging. Much of the increase comes from rising component prices, not major new capacity expansion. more…

OpenAI's drama could quickly become Big Tech's problem
Business Insider

Big Tech's earnings spotlight AI investments, but OpenAI's reported revenue and user struggles could complicate things. more…

Replit's CEO says it's dumb to study computer science thinking you can make a 'boatload' at Google
Business Insider

Amjad Masad said that young people who are not deeply interested in computer science should not study it. more…

Anthropic's new $400,000 job to boost its AI brand? Throwing events.
Business Insider

The company behind Claude is looking to hire a human who is ready to travel and lead a lot of face-to-face conversations. more…

AI is disrupting nursing as Uber-like apps grow and set earnings and work schedules
Business Insider

Gig-work apps for nurses are using AI to evaluate performance and determine pay, a new report says. It shows how AI is affecting a wide range of jobs. more…

Inside China's top computer science university training the next generation of AI engineers
Business Insider

Multiple theses, coding marathons, joining research labs — this is life inside China's top AI training ground. more…

Airfare data shows how ticket prices may jump if Spirit collapses
Business Insider

An analysis of air fares shows a reverse "Spirit effect," in which ticket prices would rise if the budget carrier folds. more…

US households could be in for a second wave of Iran war inflation that hits more than just gas
Business Insider

The US economy is in for a second inflation shock from the Iran war. This time it won't be from fuel prices, but groceries and other consumer goods. more…

A doctor shares 5 tips for better gut health in 30 days, including a trendy, low-cost supplement
Business Insider

A doctor who specializes in gut health said most people can feel better in weeks by making simple diet changes like adding a cheap fiber supplement. more…

My twins are already TV celebrities. They played 'Baby Jane Doe' on 'The Pitt' at 4 months old.
Business Insider

Desanka Pinder says she signed her newborn twins with an agent and quickly booked roles on "Grey's Anatomy" and "The Pitt." more…

I quit my job at Google to follow my dream of making electronic music
Business Insider

Mackenzie Young took a buyout from his software engineering job at Google, moved home, and began pursuing a career in electronic music. more…

The Marines are rushing to stand up new counter-drone teams as stress tests spotlight gaps in their defenses
Business Insider

A Marine unit recently struggled to confront enemy drones in realistic training, underscoring gaps as the Corps races to form new counter-drone teams. more…

I left my full-time job at 50 and retired to Mexico. After 3 years, I've built a life I love and clear plans to sustain it.
Business Insider

I left my job in the US so I could retire early in Mexico in my 50s. With proper planning and advice, I have built a happy, sustainable life abroad. more…

How Google made peace with war
Business Insider

Inside Google's war on employee anti-war demands more…

The simple health habits of top longevity doctors and scientists, who follow the science not trends
Business Insider

Top longevity doctors, scientists, and investors share the simple, evidence-backed habits they use to stay healthy — from sleep and diet to exercise. more…

Is college still worth it? What tech execs are telling their kids.
Business Insider

As AI reshapes industries, many are rethinking the role college plays in a child's future. Tech execs we spoke with still see value in a degree. more…

Suddenly, everyone wants drone interceptors like Ukraine, but the supply isn't there
Business Insider

A year ago, counter-drone builders were trying to persuade NATO allies why their systems were valuable. Now they say they can't make them fast enough. more…

U.S. Medical Centers Need a New Model for Drug Discovery and Development
Harvard Business Review

China’s faster, more efficient model is forcing U.S. competitors to rethink how they innovate. more…

How a Family-Owned Greek Cement Company Evolved Its Leadership While Pivoting Its Product Portfolio
Harvard Business Review

An inside look at the decision-making behind appointing a non-family CEO and creating greener products. more…

The Oscars Are Barring AI Generated Films, Gaming Awards Should Do The Same
Kotaku

Many major gaming awards are fuzzy at best as the entertainment industry at large grapples with where AI generated material fits in more…

Monument Valley Dev Is Pivoting To Contractors: ‘We’ve Been A Little Bit Too Romantic About The Idea That We Should Have Employees And Give People Long-Term Job Security’
Kotaku

Ustwo Games is pivoting to PC more…

Ex-Elder Scrolls Online Boss Opens Up About Microsoft Killing His Dream Game: ‘A Giant Successful Video Game On The Microsoft Level Was Frankly Not That Stimulating To Them’
Kotaku

ZeniMax Online Studios' Matt Firor weighed in on the tech giant's thinking in a new interview more…

Valve Says Its New Controller Is Shipping Before The Steam Machine Because It’s Unaffected By RAM Shortage And Is ‘Ready Now’
Kotaku

As for the upcoming Steam Machine and Steam Frame, those have been affected by increased memory costs more…

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Eaton Vance NextShares Trust II
Eaton Vance NextShares Trust II
Eaton Vance Stock NextShares
Eaton Vance TABS 5-to-15 Year Laddered Municipal Bond NextShar
eBay Inc.
Echelon Corporation
Edgewater Technology, Inc.
Egalet Corporation
Electrum Special Acquisition Corporation
Electrum Special Acquisition Corporation
Electrum Special Acquisition Corporation
Eleven Biotherapeutics, Inc.
Elkhorn Commodity Rotation Strategy ETF
ENDRA Life Sciences Inc.
Energy XXI Gulf Coast, Inc.
Entellus Medical, Inc.
Equitable Financial Corp.
Estre Ambiental, Inc.
Estre Ambiental, Inc.
ETF Managers Trust BlueStar TA-BIGITech Israel Technology ETF
EV Energy Partners, L.P.
Exactech, Inc.
Eyegate Pharmaceuticals, Inc.
Farmers Capital Bank Corporation
FC Global Realty Incorporated
Federal Street Acquisition Corp.
Federal Street Acquisition Corp.
Fifth Third Bancorp
Financial Engines, Inc.
FinTech Acquisition Corp. II
FinTech Acquisition Corp. II
FinTech Acquisition Corp. II
First Connecticut Bancorp, Inc.
First Financial Bancorp.
First Internet Bancorp
First Trust Alternative Absolute Return Strategy ETF
First Trust BuyWrite Income ETF
First Trust California Municipal High income ETF
First Trust CEF Income Opportunity ETF
First Trust Developed International Equity Select ETF
First Trust Dorsey Wright Dynamic Focus 5 ETF
First Trust Dorsey Wright Focus 5 ETF
First Trust Dorsey Wright International Focus 5 ETF
First Trust Emerging Markets Equity Select ETF
First Trust Emerging Markets Local Currency Bond ETF
First Trust Enhanced Short Maturity ETF
First Trust Eurozone AlphaDEX ETF
First Trust Global Tactical Commodity Strategy Fund
First Trust Hedged BuyWrite Income ETF
First Trust High Yield Long/Short ETF
First Trust Hong Kong AlphaDEX Fund
First Trust International IPO ETF
First Trust International Multi-Asset Diversified Income Index
First Trust Large Cap US Equity Select ETF
First Trust Low Duration Opportunities ETF
First Trust Managed Municipal ETF
First Trust Mid Cap US Equity Select ETF
First Trust Municipal CEF Income Opportunity ETF
First Trust Municipal High Income ETF
First Trust Nasdaq Bank ETF
First Trust NASDAQ Cybersecurity ETF
First Trust Nasdaq Food & Beverage ETF
First Trust Nasdaq Oil & Gas ETF
First Trust Nasdaq Pharmaceuticals ETF
First Trust Nasdaq Retail ETF
First Trust Nasdaq Semiconductor ETF
First Trust Nasdaq Transportation ETF
First Trust RBA American Industrial Renaissance ETF
First Trust RBA Quality Income ETF
First Trust Rising Dividend Achievers ETF
First Trust RiverFront Dynamic Asia Pacific ETF
First Trust RiverFront Dynamic Developed International ETF
First Trust RiverFront Dynamic Emerging Markets ETF
First Trust RiverFront Dynamic Europe ETF
First Trust Senior Loan Fund ETF
First Trust Small Cap US Equity Select ETF
First Trust SMID Cap Rising Dividend Achievers ETF
First Trust SSI Strategic Convertible Securities ETF
First Trust Strategic Income ETF
First Trust Taiwan AlphaDEX Fund
First Trust TCW Opportunistic Fixed Income ETF
First Trust US Equity Dividend Select ETF
Firsthand Technology Value Fund, Inc.
FlexShares Credit-Scored US Corporate Bond Index Fund
FlexShares Credit-Scored US Long Corporate Bond Index Fund
FlexShares Disciplined Duration MBS Index Fund
FlexShares Real Assets Allocation Index Fund
FlexShares STOXX Global ESG Impact Index Fund
FlexShares STOXX US ESG Impact Index Fund
FlexShares US Quality Large Cap Index Fund
FNB Bancorp
Fogo de Chao, Inc.
ForeScout Technologies, Inc.
Fortress Biotech, Inc.
Forum Merger Corporation
Forum Merger Corporation
Forum Merger Corporation
Forum Merger Corporation
Foundation Medicine, Inc.
Frontier Communications Corporation
Funko, Inc.
Gabelli NextShares Trust
Gabelli NextShares Trust
Garrison Capital Inc.
General Communication, Inc.
General Finance Corporation
General Finance Corporation
Gladstone Capital Corporation
Gladstone Commercial Corporation
Gladstone Commercial Corporation
Gladstone Commercial Corporation
Gladstone Investment Corporation
Gladstone Investment Corporation
Gladstone Investment Corporation
Gladstone Land Corporation
Global Indemnity Limited
Global Indemnity Limited
Global Partner Acquisition Corp.
Global Partner Acquisition Corp.
Global Partner Acquisition Corp.
Global X Conscious Companies ETF
Global X FinTech ETF
Global X Health & Wellness Thematic ETF
Global X Internet of Things ETF
Global X Longevity Thematic ETF
Global X Millennials Thematic ETF
Global X MSCI SuperDividend EAFE ETF
Global X Robotics & Artificial Intelligence ETF
Global X S&P 500 Catholic Values ETF
Global X SuperDividend Alternatives ETF
Global X SuperDividend REIT ETF
Global X Yieldco Index ETF
Golar LNG Partners LP
Gores Holdings II, Inc.
Gores Holdings II, Inc.
Gores Holdings II, Inc.
Government Properties Income Trust
Great Elm Capital Corp.
GTY Technology Holdings, Inc.
GTY Technology Holdings, Inc.
Hancock Holding Company
Hancock Holding Company
Hancock Jaffe Laboratories, Inc.
Hardinge Inc.
Harvest Capital Credit Corporation
Harvest Capital Credit Corporation
Hawaiian Telcom Holdco, Inc.
Haymaker Acquisition Corp.
Haymaker Acquisition Corp.
Haymaker Acquisition Corp.
Hexindai Inc.
Horizon Technology Finance Corporation
Horizons DAX Germany ETF
Horizons NASDAQ-100 Covered Call ETF
Hostess Brands, Inc.
Hovnanian Enterprises Inc
Hunter Maritime Acquisition Corp.
Hunter Maritime Acquisition Corp.
Huntington Bancshares Incorporated
Huntington Bancshares Incorporated
Huntington Bancshares Incorporated
I-AM Capital Acquisition Company
I-AM Capital Acquisition Company
IBERIABANK Corporation
IBERIABANK Corporation
iClick Interactive Asia Group Limited
Ignyta, Inc.
ILG, Inc
Immune Pharmaceuticals Inc.
Immuron Limited
Impax Laboratories, Inc.
Industrea Acquisition Corp.
Industrea Acquisition Corp.
Industrial Logistics Properties Trust
Infinity Property and Casualty Corporation
InflaRx N.V.
InfoSonics Corp
Interactive Brokers Group, Inc.
Invuity, Inc.
IQ Chaikin U.S. Large Cap ETF
IQ Chaikin U.S. Small Cap ETF
Iridium Communications Inc
iSectors Post-MPT Growth ETF
iShares 0-5 Year Investment Grade Corporate Bond ETF
iShares Commodities Select Strategy ETF
iShares Core Total USD Bond Market ETF
iShares Currency Hedged MSCI Germany ETF
iShares ESG 1-5 Year USD Corporate Bond ETF
iShares ESG USD Corporate Bond ETF
iShares Exponential Technologies ETF
iShares Fallen Angels USD Bond ETF
iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF
iShares MSCI EAFE ESG Optimized ETF
iShares MSCI EM ESG Optimized ETF
iShares MSCI Emerging Markets ex China ETF
iShares MSCI Global Gold Miners ETF
iShares MSCI Global Impact ETF
iShares MSCI Qatar ETF
iShares MSCI UAE ETF
iShares MSCI USA ESG Optimized ETF
iShares Russell 1000 Pure U.S. Revenue ETF
ITUS Corporation
Ivy NextShares
Ivy NextShares
Ivy NextShares
JA Solar Holdings, Co., Ltd.
Jacksonville Bancorp Inc.
Jamba, Inc.
Janus Henderson SG Global Quality Income ETF
Janus Henderson Small Cap Growth Alpha ETF
Janus Henderson Small/Mid Cap Growth Alpha ETF
Jason Industries, Inc.
Jensyn Acquistion Corp.
Jensyn Acquistion Corp.
Jensyn Acquistion Corp.
Jensyn Acquistion Corp.
JM Global Holding Company
JM Global Holding Company
JM Global Holding Company
Juniper Pharmaceuticals, Inc.
Juno Therapeutics, Inc.
Kayne Anderson Acquisition Corp.
Kayne Anderson Acquisition Corp.
KBL Merger Corp. IV
KBL Merger Corp. IV
KBL Merger Corp. IV
KCAP Financial, Inc.
Key Technology, Inc.
Kingtone Wirelessinfo Solution Holding Ltd
Kitov Pharmaceuticals Holdings Ltd.
KLX Inc.
KraneShares Trust KraneShares CSI China Internet ETF
Landcadia Holdings, Inc.
Landcadia Holdings, Inc.
Landmark Infrastructure Partners LP
Landmark Infrastructure Partners LP
Layne Christensen Company
Leading Brands Inc
Legacy Reserves LP
Legacy Reserves LP
Legg Mason Developed EX-US Diversified Core ETF
Legg Mason Emerging Markets Diversified Core ETF
Legg Mason Global Infrastructure ETF
Legg Mason Low Volatility High Dividend ETF
Legg Mason Small-Cap Quality Value ETF
Legg Mason US Diversified Core ETF
Leisure Acquisition Corp.
Leisure Acquisition Corp.
Leisure Acquisition Corp.
LexinFintech Holdings Ltd.
Liberty Interactive Corporation
Liberty Interactive Corporation
Liberty Interactive Corporation
Liberty Interactive Corporation
Liberty Latin America Ltd.
Liberty Latin America Ltd.
Liberty Tax, Inc.
Lindblad Expeditions Holdings Inc.
LiNiu Technology Group
LM Funding America, Inc.
Loncar Cancer Immunotherapy ETF
Long Blockchain Corp.
LongFin Corp
Luther Burbank Corporation
M I Acquisitions, Inc.
M I Acquisitions, Inc.
M I Acquisitions, Inc.
M III Acquisition Corp.
M III Acquisition Corp.
M III Acquisition Corp.
MabVax Therapeutics Holdings, Inc.
MainSource Financial Group, Inc.
Matlin & Partners Acquisition Corporation
Matlin & Partners Acquisition Corporation
Mattersight Corporation
MB Financial Inc.
MB Financial Inc.
Medallion Financial Corp.
Medical Transcription Billing, Corp.
Meridian Bank
Meridian Waste Solutions, Inc
Meridian Waste Solutions, Inc
Micronet Enertec Technologies, Inc.
Microsemi Corporation
Mitcham Industries, Inc.
Modern Media Acquisition Corp.
Modern Media Acquisition Corp.
Modern Media Acquisition Corp.
ModusLink Global Solutions, Inc
Monster Digital, Inc.
Monster Digital, Inc.
Motif Bio plc
MTGE Investment Corp.
MTGE Investment Corp.
MYnd Analytics, Inc.
National Energy Services Reunited Corp.
National General Holdings Corp
National General Holdings Corp
National General Holdings Corp
National General Holdings Corp
National Holdings Corporation
National Research Corporation
National Research Corporation
Navient Corporation
Nebula Acquisition Corporation
Netlist, Inc.
NeuroMetrix, Inc.
New York Mortgage Trust, Inc.
New York Mortgage Trust, Inc.
New York Mortgage Trust, Inc.
Newmark Group, Inc.
Newtek Business Services Corp.
Newtek Business Services Corp.
Nexeo Solutions, Inc.
Nexeo Solutions, Inc.
NextDecade Corporation
Northern Trust Corporation
Nuveen NASDAQ 100 Dynamic Overwrite Fund
NXT-ID Inc.
Oaktree Specialty Lending Corporation
Oaktree Strategic Income Corporation
Odonate Therapeutics, Inc.
Old Second Bancorp, Inc.
Ominto, Inc.
Oncobiologics, Inc.
Oncobiologics, Inc.
Onconova Therapeutics, Inc.
OpGen, Inc.
Orexigen Therapeutics, Inc.
Origo Acquisition Corporation
Origo Acquisition Corporation
Origo Acquisition Corporation
Origo Acquisition Corporation
Osprey Energy Acquisition Corp.
Osprey Energy Acquisition Corp.
Osprey Energy Acquisition Corp.
Oxbridge Re Holdings Limited
Oxford Lane Capital Corp.
Oxford Lane Capital Corp.
Oxford Lane Capital Corp.
Paragon Commercial Corporation
ParkerVision, Inc.
PAVmed Inc.
Pensare Acquisition Corp.
Pensare Acquisition Corp.
Pensare Acquisition Corp.
People's United Financial, Inc.
Perry Ellis International Inc.
PhaseRx, Inc.
Pinnacle Entertainment, Inc.
Platinum Eagle Acquisition Corp.
PolarityTE, Inc.
Popular, Inc.
Popular, Inc.
Porter Bancorp, Inc.
PowerShares DWA Momentum & Low Volatility Rotation Portfolio
PowerShares DWA SmallCap Momentum Portfolio
PowerShares DWA Tactical Multi-Asset Income Portfolio
PowerShares DWA Tactical Sector Rotation Portfolio
PowerShares FTSE International Low Beta Equal Weight Portfolio
PowerShares International BuyBack Achievers Portfolio
PowerShares KBW Bank Portfolio
PowerShares LadderRite 0-5 Year Corporate Bond Portfolio
PowerShares Multi-Strategy Alternative Portfolio
PowerShares Optimum Yield Diversified Commodity Strategy No K-
PowerShares Russell 1000 Low Beta Equal Weight Portfolio
PowerShares Variable Rate Investment Grade Portfolio
Principal Contrarian Value Index ETF
Principal Healthcare Innovators Index ETF
Principal International Multi-Factor Index ETF
Principal Millennials Index ETF
Principal Price Setters Index ETF
Principal Shareholder Yield Index ETF
Principal Sustainable Momentum Index ETF
Principal U.S. Mega-Cap Multi-Factor Index ETF
Principal U.S. Small-Cap Multi-Factor Index ETF
ProShares Equities for Rising Rates ETF
Proshares UltraPro Nasdaq Biotechnology
ProShares UltraPro Short NASDAQ Biotechnology
pSivida Corp.
Quality Systems, Inc.
Quanterix Corporation
Reality Shares Nasdaq NextGen Economy ETF
Reis, Inc
Repros Therapeutics Inc.
ReTo Eco-Solutions, Inc.
Rex Energy Corporation
RiceBran Technologies
RLJ Entertainment, Inc.
RMG Networks Holding Corporation
ROBO Global Robotics and Automation Index ETF
Rosehill Resources Inc.
Rosehill Resources Inc.
Rosetta Genomics Ltd.
RPX Corporation
RXi Pharmaceuticals Corporation
Saban Capital Acquisition Corp.
Saban Capital Acquisition Corp.
Sabra Health Care REIT, Inc.
Sanofi
SB Financial Group, Inc.
scPharmaceuticals Inc.
Seanergy Maritime Holdings Corp
Sears Holdings Corporation
Sears Holdings Corporation
Second Sight Medical Products, Inc.
Senior Housing Properties Trust
Senior Housing Properties Trust
Sensus Healthcare, Inc.
Sentinel Energy Services Inc.
Sentinel Energy Services Inc.
Sentinel Energy Services Inc.
Sigma Designs, Inc.
Sigma Labs, Inc.
Siliconware Precision Industries Company, Ltd.
Silver Run Acquisition Corporation II
Silver Run Acquisition Corporation II
Silver Run Acquisition Corporation II
Skyline Medical Inc.
SLM Corporation
Snyder's-Lance, Inc.
Soleno Therapeutics, Inc.
Soligenix, Inc.
Sonoma Pharmaceuticals, Inc.
Sotherly Hotels Inc.
Sotherly Hotels Inc.
Spark Energy, Inc.
SPDR Dorsey Wright Fixed Income Allocation ETF
Spero Therapeutics, Inc.
Sprott Focus Trust, Inc.
Stanley Furniture Company, Inc.
Star Bulk Carriers Corp.
Star Bulk Carriers Corp.
SteadyMed Ltd.
Stellar Acquisition III Inc.
Stellar Acquisition III Inc.
Stericycle, Inc.
Sterling Bancorp, Inc.
Stitch Fix, Inc.
StoneCastle Financial Corp
Strategy Shares Nasdaq 7HANDL Index ETF
Student Transportation Inc
Sucampo Pharmaceuticals, Inc.
Sun Bancorp, Inc.
Super Micro Computer, Inc.
Syntel, Inc.
TapImmune Inc.
Texas Capital Bancshares, Inc.
Texas Capital Bancshares, Inc.
Texas Capital Bancshares, Inc.
The Carlyle Group L.P.
The Finish Line, Inc.
The Herzfeld Caribbean Basin Fund, Inc.
The Long-Term Care ETF
The Obesity ETF
The Organics ETF
The Simply Good Foods Company
TICC Capital Corp.
TICC Capital Corp.
TiGenix
Till Capital Ltd.
Tintri, Inc.
TOR Minerals International Inc
TORM plc
TravelCenters of America LLC
TravelCenters of America LLC
TravelCenters of America LLC
tronc, Inc.
United Community Bancorp
USA Technologies, Inc.
Validea Market Legends ETF
VanEck Vectors Generic Drugs ETF
Vanguard Emerging Markets Government Bond ETF
Vanguard International Dividend Appreciation ETF
Vanguard International High Dividend Yield ETF
Vanguard Total Corporate Bond ETF
Vanguard Total International Bond ETF
Vantage Energy Acquisition Corp.
Vantage Energy Acquisition Corp.
VASCO Data Security International, Inc.
VelocityShares 3x Inverse Gold ETN
VelocityShares 3x Inverse Silver ETN
VelocityShares 3x Long Gold ETN
VelocityShares 3x Long Silver ETN
VelocityShares Daily 2x VIX Medium-Term ETN
VelocityShares Daily 2x VIX Short-Term ETN
VelocityShares Daily Inverse VIX Short-Term ETN
VelocityShares VIX Short-Term ETN
Versartis, Inc.
VictoryShares Developed Enhanced Volatility Wtd ETF
VictoryShares Dividend Accelerator ETF
VictoryShares Emerging Market High Div Volatility Wtd ETF
VictoryShares Emerging Market Volatility Wtd ETF
VictoryShares International High Div Volatility Wtd ETF
VictoryShares International Volatility Wtd ETF
VictoryShares US 500 Enhanced Volatility Wtd ETF
VictoryShares US 500 Volatility Wtd ETF
VictoryShares US Discovery Enhanced Volatility Wtd ETF
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
VictoryShares US Large Cap High Div Volatility Wtd ETF
VictoryShares US Multi-Factor Minimum Volatility ETF
VictoryShares US Small Cap High Div Volatility Wtd ETF
VictoryShares US Small Cap Volatility Wtd ETF
Vident Core U.S. Bond Strategy Fund
Vident Core US Equity ETF
Vident International Equity Fund
Videocon d2h Limited
Viking Therapeutics, Inc.
Virtus Investment Partners, Inc.
Virtus LifeSci Biotech Clinical Trials ETF
Virtus LifeSci Biotech Products ETF
Washington Federal, Inc.
WeatherStorm Forensic Accounting Long Short ETF
Web.com Group, Inc.
Westmoreland Coal Company
Wheeler Real Estate Investment Trust, Inc.
Wheeler Real Estate Investment Trust, Inc.
Wheeler Real Estate Investment Trust, Inc.
WhiteHorse Finance, Inc.
Willamette Valley Vineyards, Inc.
WillScot Corporation
Wintrust Financial Corporation
Wintrust Financial Corporation
WisdomTree Barclays Interest Rate Hedged U.S. Aggregate Bond F
WisdomTree Barclays Negative Duration U.S. Aggregate Bond Fund
WisdomTree Emerging Markets Consumer Growth Fund
WisdomTree Emerging Markets Quality Dividend Growth Fund
WisdomTree Germany Hedged Equity Fund
WisdomTree Interest Rate Hedged High Yield Bond Fund
WisdomTree Japan Hedged SmallCap Equity Fund
WisdomTree Negative Duration High Yield Bond Fund
WisdomTree U.S. Quality Dividend Growth Fund
WisdomTree U.S. SmallCap Quality Dividend Growth Fund
WisdomTree United Kingdom Hedged Equity Fund
WMIH Corp.
WPCS International Incorporated
Wright Medical Group N.V.
Xcerra Corporation
XG Technology, Inc
X-Links Crude Oil Shares Covered Call ETN
X-Links Gold Shares Covered Call ETN
X-Links Silver Shares Covered Call ETN
Xplore Technologies Corp
Yangtze River Development Limited
ZAIS Group Holdings, Inc.
Zion Oil & Gas Inc
Zions Bancorporation
Zions Bancorporation
Anhui Conch Cement
Alliance One International, Inc. (AOI)
Ply Gem Holdings, Inc. (PGEM)
Erin Energy Corp. (ERN)
U.S. Geothermal Inc. (HTM)
Validus Holdings, Ltd. (VR)
Morgan Stanley Income Securities Fund: (ICB)
Terra Nitrogen Company, L.P. (TNH)
DST Systems, Inc. (DST)
Regal Entertainment Group (RGC)
CGG (CGG)
Xerium Technologies, Inc. (XRM)
OCI Partners LP (OCIP)
Deutsche Lufthansa AG
Millicom International Cellular SA (MIICF)
Mulesoft Inc. (MULE)
Statoil ASA (STO)
Mitsubishi UFJ Financial Group, Inc. (MTU)
Nexa Resources S.A. (NEXA)
Angang Steel Co. (ANGGY)
Calpine Corporation (CPN)
Valeant Pharmaceuticals International, Inc. (VRX)
Straight Path Communications Inc. (STRP)
General Cable Corporation (BGC)
PHH Corp (PHH)
Calgon Carbon Corporation (CCC)
NTT DOCOMO, Inc (DCM)
Quality Care Properties Inc. (QCP)
BIOXCEL THERA (BTAI)
Advantage Oil & Gas Ltd
Aberdeen Emerging Markets Company Oppotunities Fund Inc.
Aberdeen Income Credit Strategies Fund
AllianzGI Diversified Income & Convertible Fund of Beneficial Interest
ADT Inc.
Adams Diversified Equity Fund Inc.
AllianceBernstein National Municipal Income Fund Inc
Apollo Senior Floating Rate Fund Inc.
Advent Claymore Convertible Securities and Income Fund of Beneficial Interest
Alpine Global Dynamic Dividend Fund Shares of Beneficial Interest
PlayAGS Inc.
Ashford Hospitality Prime Inc.
Apollo Tactical Income Fund Inc.
Alliance California Municipal Income Fund Inc
American Lorain Corporation
Alpine Total Dynamic Dividend Fund
Asia Pacific Fund Inc. (The)
Morgan Stanley Asia-Pacific Fund Inc.
Evoqua Water Technologies Corp.
Ares Dynamic Credit Allocation Fund Inc.
ARMO BioSciences Inc.
ASA Gold and Precious Metals Limited
Liberty All-Star Growth Fund Inc.
Advent Claymore Convertible Securities and Income Fund
Avaya Holdings Corp.
Alliancebernstein Global High Income Fund
Alpine Global Premier Properties Fund of Beneficial Interest
BlackRock Municipal Income Investment Quality Trust
BlackRock Municipal Income Investment Trust
Bill Barrett Corporation
Blackrock Municipal Bond Trust
BlackRock Taxable Municipal Bond Trust of Beneficial Interest
Bancroft Fund Ltd.
BlackRock Resources of Beneficial Interest
Blackrock Enhanced Equity Dividend Trust
BlackRock Municipal Income Trust
Blackrock Florida Municipal 2020 Term Trust
Biofrontera AG
BlackRock New York Municipal Income Trust II
BlackRock California Municipal Income Trust
Blackstone / GSO Strategic Credit Fund
Barings Global Short Duration High Yield Fund of Beneficial Interests
BlackRock 2022 Global Income Opportunity Trust of Beneficial Interest
BlackRock Energy and Resources Trust
BlackRock Floating Rate Income Trust
Blackstone GSO Long Short Credit Income Fund
Blackrock Enhanced International Dividend Trust
Blackrock Core Bond Trust
BlackRock Virginia Municipal Bond Trust
Boulder Growth & Income Fund Inc.
BlackRock Multi-Sector Income Trust of Beneficial Interest
Blackrock California Municipal 2018 Term Trust
Blackrock Municipal 2020 Term Trust
BlackRock Investment Quality Municipal Trust Inc. (The)
BlackRock Income Trust Inc. (The)
BlackRock Municipal Income Trust II
Blackrock New York Municipal 2018 Term Trust
Blackrock New Jersey Municipal Bond Trust
Blackrock Limited Duration Income Trust
Blackrock Health Sciences Trust
BlackRock New Jersey Municipal Income Trust
BlackRock New York Municipal Income Trust
Blackrock Enhanced Global Dividend Trust of Beneficial Interest
Blackrock Municipal 2018 Term Trust
Blackrock New York Municipal Bond Trust of Beneficial Interest
BlackRock Strategic Municipal Trust Inc. (The)
Blackrock New York Municipal Income Quality Trust of Beneficial Interest
Blackstone GSO Senior Floating Rate Term Fund of Beneficial Interest
BlackRock Science and Technology Trust of Beneficial Interest
BlackRock Long-Term Municipal Advantage Trust of Beneficial Interest
John Hancock Financial Opportunities Fund
BlackRock Municipal 2030 Target Term Trust
BlackRock Credit Allocation Income Trust
BlackRock Utility Infrastructure & Power Opportunities Trust
Bridgewater Bancshares Inc.
BrandywineGLOBAL Global Income Opportunities Fund Inc.
Boardwalk Pipeline Partners LP
Bluegreen Vacations Corporation
Nuveen S&P 500 Buy-Write Income Fund of Beneficial Interest
Blackrock Municipal Income Quality Trust of Beneficial Interest
BlackRock Maryland Municipal Bond Trust of beneficial interest
Corporacion America Airports SA
Morgan Stanley China A Share Fund Inc.
ClearBridge American Energy MLP Fund Inc.
AllianzGI Convertible & Income 2024 Target Term Fund of Beneficial Interest
Chicago Bridge & Iron Company N.V.
MFS California Municipal Fund of Beneficial Interest
Corporate Capital Trust Inc.
Cardlytics Inc.
The Central and Eastern Europe Fund Inc. (The)
Sprott Physical Gold and Silver Trust Units
CONSOL Energy Inc.
ClearBridge Energy MLP Fund Inc.
Center Coast Brookfield MLP & Energy Infrastructure Fund
Central Puerto S.A. American Depositary Shares (each represents ten)
Central Securities Corporation
Eaton Vance California Municipal Income Trust Shares of Beneficial Interest
Celadon Group Inc.
Aberdeen Chile Fund Inc. (The)
China Fund Inc. (The)
MFS Intermediate High Income Fund
Blackrock Capital and Income Fund Inc.
Credit Suisse Asset Management Income Fund Inc.
Cornerstone Strategic Value Fund Inc.
Colony NorthStar Credit Real Estate Inc. Class A
Colony NorthStar Inc.
MFS Municipal Income Trust
VanEck Vectors ChinaAMC SME-ChNext
Americold Realty Trust
Cotiviti Holdings Inc.
Cheniere Energy Partners LP Holdings LLC
Cornerstone Total Return Fund Inc. (The)
Crystal Rock Holdings Inc. Class A
ClearBridge Energy MLP Total Return Fund Inc.
Qwest Corporation 7.00% Notes due 2052
CURO Group Holdings Corp.
Convergys Corporation
MFS High Income Municipal Trust
MFS Investment Grade Municipal Trust
CYS Investments Inc.
DoubleLine Opportunistic Credit Fund of Beneficial Interest
DCT Industrial Trust Inc
Delaware Investments Dividend & Income Fund Inc.
DDR Corp.
Delaware Enhanced Global Dividend of Beneficial Interest
Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
Dreyfus High Yield Strategies Fund
Credit Suisse High Yield Bond Fund
Nuveen Dow 30SM Dynamic Overwrite Fund of Beneficial Interest
Dreyfus Municipal Bond Infrastructure Fund Inc.
Dreyfus Municipal Income Inc.
Western Asset Mortgage Defined Opportunity Fund Inc
Dividend and Income Fund
DNP Select Income Fund Inc.
Duff & Phelps Global Utility Income Fund Inc.
Duff & Phelps Select Energy MLP Fund Inc.
DoubleLine Income Solutions Fund of Beneficial Interests
Dreyfus Strategic Municipal Bond Fund Inc.
Blackrock Debt Strategies Fund Inc.
DTF Tax-Free Income Inc.
Duff & Phelps Utility & Corporate Bond Trust Inc.
Dynegy Inc.
Wells Fargo Income Opportunities Fund
Platinum Eagle Acquisition Corp.
Eagle Point Credit Company Inc.
Ellsworth Growth and Income Fund Ltd.
Morgan Stanley Emerging Markets Domestic Debt Fund Inc.
Stone Harbor Emerging Markets Income Fund of Beneficial Interest
Stone Harbor Emerging Markets Total Income Fund of Beneficial Interests
Education Realty Trust Inc.
The European Equity Fund Inc.
Eaton vance Floating-Rate Income Plus Fund of Beneficial Interest
Eaton Vance Floating-Rate 2022 Target Term Trust of Beneficial Interest
Eaton Vance Senior Floating-Rate Fund of Beneficial Interest
Eaton Vance Floating Rate Income Trust of Beneficial Interest
Blackrock Enhanced Government Fund Inc.
Eagle Growth and Income Opportunities Fund of Beneficial Interest
Western Asset Global High Income Fund Inc
Eaton Vance High Income 2021 Target Term Trust of Beneficial Interest
Eaton Vance California Municipal Bond Fund II of Beneficial Interest $.01 par value
Eaton Vance Municipal Bond Fund of Beneficial Interest $.01 par value
Eaton Vance Ohio Municipal Bond Fundd of Befeficial Interest $.01 par value
Eaton Vance Pennsylvania Municipal Bond Fund of Befeficial Interest $.01 par value
Eaton Vance Municipal Bond Fund II of Beneficial Interest $.01 Par Value
Western Asset Emerging Markets Debt Fund Inc
Templeton Emerging Markets Fund
Eaton Vance Michigan Municipal Income Trust Shares of Beneficial Interest
Eaton Vance New Jersey Municipal Bond Fund Common Shres of Beneficial Interest $.01 par value
ClearBridge Energy MLP Opportunity Fund Inc.
EnerJex Resources Inc. (NEW)
Eaton Vance New York Municipal Bond Fund of Beneficial Interest $.01 par value
Wells Fargo Global Dividend Opportunity Fund
Eaton Vance Enhance Equity Income Fundd Equity Income Fund Shares of Beneficial Interest
Evolus Inc.
Eaton Vance Enhance Equity Income Fund II
Eaton Vance Municipal Income Trust EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST
Equus Total Return Inc.
Wells Fargo Multi-Sector Income Fund no par value
Wells Fargo Utilities and High Income Fund
Barclays PLC iPath EUR/USD Exchange Rate ETN
Eaton Vance Tax-Managed Buy-Write Income Fund of Beneficial Interest
Energy Transfer Equity L.P. representing Limited Partnership interests
Eaton Vance Tax-Advantaged Global Dividend Income Fund of Beneficial Interest
Eaton Vance Risk-Managed Diversified Equity Income Fund of Beneficial Interest
Eaton Vance Tax-Advantage Global Dividend Opp
Energy Transfer Partners L.P. representing limited partner interests
Eaton Vance Corporation Tax-Managed Buy-Write Opportunities Fund of Beneficial Interest
Eaton Vance Corporation Tax-Managed Global Buy-Write Opportunites Fund of Beneficial Interest
Eaton Vance Municipal Income 2028 Term Trust of Beneficial Interest
Eaton Vance Tax-Managed Diversified Equity Income Fund of Beneficial Interest
Eaton Vance Senior Income Trust
Eaton Vance Short Diversified Income Fund Duration Diversified Income Fund of Beneficial Interest
Eaton Vance New Jersey Municipal Income Trust Shares of Beneficial Interest
Eaton Vance California Municipal Bond Fund of Beneficial Interest $.01 par value
Eaton Vance Municipal Income Trust
Eaton Vance Ohio Municipal Income Trust Shares of Beneficial Interest
Eaton Vance Pennsylvania Municipal Income Trust Shares of Beneficial Interest
Eaton Vance Tax Advantaged Dividend Income Fund of Beneficial Interest
Eaton Vance Limited Duration Income Fund of Beneficial Interest
Eaton Vance New York Municipal Income Trust Shares of Beneficial Interest
Eaton Vance Tax-Advantaged Bond of Beneficial Interest
Eaton Vance Tax-Managed Global Diversified Equity Income Fund of Beneficial Interest
Eyenovia Inc.
First Acceptance Corporation
First Trust/Aberdeen Global Opportunity Income Fund of Beneficial Interest
Farmmi INC.
Aberdeen Asia-Pacific Income Fund Inc
Aberdeen Global Income Fund Inc.
First Trust Senior Floating Rate Income Fund II of Beneficial Interest
First Trust Dynamic Europe Equity Income Fund of Beneficial Interest
Four Seasons Education (Cayman) Inc. American Depositary Shares each two ADSs representing one
First Trust MLP and Energy Income Fund of Beneficial Interest
First Trust Energy Income and Growth Fund
First Trust/Aberdeen Emerging Opportunity Fund of Beneficial Interest
First Trust Enhanced Equity Income Fund
Flaherty & Crumrine Preferred Securities Income Fund Incorporated
First Trust Specialty Finance and Financial Opportunities Fund
First Trust Strategic High Income Fund II of Beneficial Interest
First Trust Energy Infrastructure Fund of Beneficial Interest
First Trust Senior Floating Rate 2022 Target Term Fund of Beneficial Interest
Flaherty & Crumrine Total Return Fund Inc
Federated Premier Municipal Income Fund
Fiduciary/Claymore MLP Opportunity Fund of Beneficial Interest
Fairmount Santrol Holdings Inc.
First Trust Motgage Income Fund of Beneficial Interest
Cohen & Steers Closed-End Opportunity Fund Inc.
First Trust Intermediate Duration Preferred & Income Fund of Beneficial Interest
Farmland Partners Inc. Series B Participating Preferred Stock
First Trust New Opportunities MLP & Energy Fund of Beneficial Interest
Blackrock Floating Rate Income Strategies Fund Inc
First Trust High Income Long Short Fund of Beneficial Interest
Franklin Universal Trust
Franklin Limited Duration Income Trust of Beneficial Interest
FTS International Inc.
Gabelli Equity Trust Inc. (The)
General American Investors Inc.
Guggenheim Taxable Municipal Managed Duration Trust of Beneficial Interest
Aberdeen Greater China Fund Inc.
Gabelli Convertible and Income Securities Fund Inc. (The)
GDL Fund The of Beneficial Interest
Western Asset Global Corporate Defined Opportunity Fund Inc.
Gabelli Dividend & Income Trust of Beneficial Interest
Goldman Sachs MLP Energy Renaissance Fund
New Germany Fund Inc. (The)
Western Asset Variable Rate Strategic Fund Inc.
Guggenheim Credit Allocation Fund of Beneficial Interest
GAMCO Global Gold Natural Resources & Income Trust
The Gabelli Go Anywhere Trust of Beneficial Interest
Gabelli Multi-Media Trust Inc. (The)
Gabelli Global Small and Mid Cap Value Trust (The) of Beneficial Interest
Prudential Global Short Duration High Yield Fund Inc.
GigCapital Inc.
Templeton Global Income Fund Inc.
GulfMark Offshore Inc.
GCI Liberty Inc. Class A Common Stock
Clough Global Opportunities Fund
Clough Global Equity Fund of Beneficial Interest
Gabelli Global Utility of Beneficial Ownership
Clough Global Dividend and Income Fund of beneficial interest
General Motors Company Warrant (Expires 07/10/2019)
Goldman Sachs MLP Income Opportunities Fund
SPDR S&P Global Natural Resources
Gener8 Maritime Inc.
GAMCO Natural Resources Gold & Income Trust
Guggenheim Strategic Opportunities Fund of Beneficial Interest
Gordon Pointe Acquisition Corp.
Guggenheim Enhanced Equity Income Fund
Gramercy Property Trust
Eagle Capital Growth Fund Inc.
Granite Real Estate Inc. Stapled Units each consisting of one unit of Trust and one common share of Granite REIT Inc.
Asia Tigers Fund Inc. (The)
The Gabelli Healthcare & Wellness Trust of Beneficial Interest
Gastar Exploration Inc
Gates Industrial Corporation plc
Gabelli Utility Trust (The)
Great Plains Energy Incorporated
Hennessy Capital Acquisition Corp. III
John Hancock Hedged Equity & Income Fund of Beneficial Interest
Hugoton Royalty Trust
Miller/Howard High Income Equity Fund of Beneficial Interest
Western Asset High Income Opportunity Fund Inc.
Western Asset High Income Fund II Inc.
Huami Corporation American Depositary Shares each representing four Class A
Pioneer Diversified High Income Trust of Beneficial Interest
John Hancock Pfd Income Fund II Pfd Income Fund II
John Hancock Preferred Income Fund of Beneficial Interest
John Hancock Preferred Income Fund III Preferred Income Fund III
Tekla Healthcare Investors
TeklaLife Sciences Investors
HRG Group Inc.
John Hancock Tax Advantaged Dividend Income Fund of Beneficial Interest
John Hancock Tax-Advantaged Global Shareholder Yield Fund of Beneficial Interest
Hudson Ltd. Class A
New America High Income Fund Inc. (The)
Halyard Health Inc.
Western Asset High Yield Defined Opportunity Fund Inc.
Blackrock Corporate High Yield Fund Inc.
Voya Asia Pacific High Dividend Equity Income Fund ING Asia Pacific High Dividend Equity Income Fund of Beneficial Interest
Aberdeen Australia Equity Fund Inc
Voya Infrastructure Industrials and Materials Fund of Beneficial Interest
Aberdeen Indonesia Fund Inc. (Common Stock
India Fund Inc. (The)
Voya Global Advantage and Premium Opportunity Fund of Beneficial Interest
Voya Global Equity Dividend and Premium Opportunity Fund
Western Asset Investment Grade Defined Opportunity Trust Inc.
CBRE Clarion Global Real Estate Income Fund
Voya Emerging Markets High Income Dividend Equity Fund
Invesco High Income 2023 Target Term Fund of Beneficial Interest
Voya International High Dividend Equity Income Fund of Beneficial Interest
Morgan Stanley India Investment Fund Inc.
Invesco Value Municipal Income Trust
ImmunoCellular Therapeutics Ltd.
Cohen & Steers Global Income Builder Inc. of Beneficial Interest
Brookfield Global Listed Infrastructure Income Fund Closed End Fund
Insight Select Income Fund
iPic Entertainment Inc.
Invesco Quality Municipal Income Trust
New Ireland Fund Inc (The)
Voya Natural Resources Equity Income Fund of Beneficial Interest
Prudential Short Duration High Yield Fund Inc.
Aberdeen Israel Fund Inc. (The)
Ivy High Income Opportunities Fund of Beneficial Interest
Nuveen Core Equity Alpha Fund of Beneficial Interest
Nuveen Credit Opportunities 2022 Target Term Fund of Beneficial Interest
Nuveen Diversified Dividend and Income Fund Shares of Beneficial Interest
Nuveen Emerging Markets Debt 2022 Target Term Fund of Beneficial Interest $0.01 par value per share
Aberdeen Japan Equity Fund Inc.
Nuveen Floating Rate Income Fund
Nuveen Global High Income Fund of Beneficial Interest
Nuveen High Income December 2018 Target Term Fund
Nuveen High Income November 2021 Target Term Fund
Nuveen High Income December 2019 Target Term Fund of Beneficial Interest
John Hancock Investors Trust
John Hancock Income Securities Trust
Nuveen High Income 2020 Target Term Fund of Beneficial Interest
Nuveen Mortgage Opportunity Term Fund
Nuveen Energy MLP Total Return Fund of Beneficial Interest
Nuveen All Cap Energy MLP Opportunities Fund of Beneficial Interest
Nuveen Multi-Market Income Fund (MA)
Nuveen Mortgage Opportunity Term Fund 2 of Beneficial Interest
Japan Smaller Capitalization Fund Inc
Nuveen Preferred & Income Opportunities Fund
Nuveen Preferred and Income Term Fund of Beneficial Interest
Nuveen Preferred & Income Securities Fund
Nuveen Preferred and Income 2022 Term Fund of Beneficial Interest
Nuveen Credit Strategies Income Fund Shares of Beneficial Interest
Nuveen Real Asset Income and Growth Fund of Beneficial Interest
JRjr33 Inc.
Nuveen Floating Rate Income Opportuntiy Fund Shares of Beneficial Interest
Nuveen Real Estate Income Fund of Beneficial Interest
Nuveen Short Duration Credit Opportunities Fund of Beneficial Interest
Jianpu Technology Inc. American depositary shares each two representing five Class A
Nuveen Tax-Advantaged Total Return Strategy Fund of Beneficial Interest
Nuveen Tax-Advantaged Dividend Growth Fund of Beneficial Interest
Kayne Anderson Energy Development Company
Korea Fund Inc. (The)
KKR Income Opportunities Fund
Klondex Mines Ltd.
Kayne Anderson Midstream Energy Fund Inc
Deutsche Multi-Market Income Trust Common Sshares of Beneficial Interest
Kindred Healthcare Inc.
Deutsche Strategic Municiple Income Trust of Beneficial Interest
Deutsche Strategic Income Trust Shares of Beneficial Interest
Deutsche Municiple Income Trust
Kayne Anderson Total Energy Return Fund Inc.
Kayne Anderson MLP Investment Company
Kyocera Corporation
Aberdeen Latin America Equity Fund Inc.
Liberty Oilfield Services Inc. Class A
Advent/Claymore Enhanced Growth & Income Fund of Beneficial Interest
Latin American Discovery Fund Inc. (The)
Cohen & Steers Limited Duration Preferred and Income Fund Inc.
Dreyfus Strategic Municipals Inc.
Level Brands Inc.
Leaf Group Ltd.
Legacy Acquisition Corp. Class A par value $0.0001 per share
Lazard Global Total Return and Income Fund
Loma Negra Compania Industrial Argentina Sociedad Anonima ADS
Lazard World Dividend & Income Fund Inc.
La Quinta Holdings Inc.
ProLung Inc - Ordinary Shares
Eaton Vance Massachusetts Municipal Bond Fund of Beneficial Interest $.01 par value
Pioneer Municipal High Income Advantage Trust of Beneficial Interest
Blackrock MuniYield California Quality Fund Inc.
Metropolitan Bank Holding Corp.
Medley Capital Corporation
Barings Corporate Investors
Madison Covered Call & Equity Strategy Fund
MFS Charter Income Trust
Blackrock MuniEnhanced Fund Inc
Macquarie First Trust Global
Blackrock MuniHoldings Investment Quality Fund of Beneficial Interest
MFS Municipal Income Trust
Blackrock MuniYield Investment Quality Fund of Beneficial Interest
MFS Special Value Trust
MFS Government Markets Income Trust
Macquarie Global Infrastructure Total Return Fund Inc.
Blackrock MuniHoldings Fund Inc.
BlackRock Massachusetts Tax-Exempt Trust
Western Asset Municipal High Income Fund Inc.
Pioneer Municipal High Income Trust of Beneficial Interest
Blackrock MuniHoldings New York Quality Fund Inc.
Cohen & Steers MLP Income and Energy Opportunity Fund Inc.
MFS Intermediate Income Trust
Eaton Vance Michigan Municipal Bond Fund of Beneficial Interest $.01 par value
Blackrock MuniYield Michigan Quality Fund Inc.
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MFS Multimarket Income Trust
Western Asset Managed Municipals Fund Inc.
Eaton Vance Massachusetts Municipal Income Trust Shares of Beneficial Interest
Blackrock Muni New York Intermediate Duration Fund Inc
Menlo Therapeutics Inc.
Western Asset Municipal Partners Fund Inc.
Mosaic Acquisition Corp. Class A
Motus GI Holdings Inc.
Blackrock MuniYield Pennsylvania Quality Fund
Barings Participation Investors
Blackrock MuniYield Quality Fund II Inc.
Blackrock MuniYield Quality Fund Inc.
Morgan Stanley Emerging Markets Debt Fund Inc.
Morgan Stanley Emerging Markets Fund Inc.
Madison Strategic Sector Premium Fund of Beneficial Interest
MTech Acquisition Corp.
Western Asset Municipal Defined Opportunity Trust Inc
Blackrock MuniAssets Fund Inc
Blackrock MuniHoldings California Quality Fund Inc.
Mudrick Capital Acquisition Corporation
Blackrock MuniHoldings Quality Fund II Inc.
Blackrock MuniHoldings Fund II Inc.
Blackrock Muni Intermediate Duration Fund Inc
Blackrock MuniHoldings New Jersey Quality Fund Inc.
Blackrock MuniHoldings Quality Fund Inc
Blackrock MuniVest Fund Inc.
MV Oil Trust
Blackrock MuniVest Fund II Inc.
Mexico Equity and Income Fund Inc. (The)
Mexico Fund Inc. (The)
Blackrock MuniYield California Fund Inc.
Blackrock MuniYield Fund Inc.
Blackrock MuniYield Investment Fund
Blackrock MuniYield Quality Fund III Inc
Blackrock MuniYield New Jersey Fund Inc
Blackrock MuniYield New York Quality Fund Inc.Common Stock
Blackrock MuniYield Arizona Fund Inc.
Managed Duration Investment Grade Municipal Fund
Nuveen California Quality Municipal Income Fund
Nuveen Quality Municipal Income Fund
Nuveen New York Quality Municipal Income Fund
Nuveen Arizona Quality Municipal Income Fund
Nuveen Build America Bond Fund of Beneficial Interest
Nuveen Build America Bond Opportunity Fund of Beneficial Interest
Neuberger Berman Intermediate Municipal Fund Inc.
Neuberger Berman New York Intermediate Municipal Fund Inc.
Neuberger Berman California Intermediate Municipal Fund Inc.
Nuveen California Municipal Value Fund Inc.
Nuveen California Municipal Value Fund 2 of Beneficial Interest
AllianzGI Convertible & Income Fund
AllianzGI Convertible & Income Fund II of Beneficial Interest
Tortoise Energy Independence Fund Inc.
Enduro Royalty Trust Trust Units representing beneficial interest in the trust
Nuveen AMT-Free Quality Municipal Income Fund of Beneficial Interest Par Value $.01
Nebula Acquisition Corporation
Nuveen Enhanced Municipal Value Fund of Beneficial Interest
AllianzGI NFJ Dividend Interest & Premium Strategy Fund
Nuveen Municipal 2021 Target Term Fund Fund
NexPoint Credit Strategies Fund
Neuberger Berman High Yield Strategies Fund
Nuveen Intermediate Duration Municipal Term Fund of Beneficial Interest
AllianzGI Equity & Convertible Income Fund
Nuveen Select Maturities Municipal Fund
Nine Energy Service Inc.
Nuveenn Intermediate Duration Quality Municipal Term Fund of Beneficial Interest
Nuveen New Jersey Municipal Value Fund of Beneficial Interest
Nuveen Georgia Quality Municipal Income Fund
Nuveen California AMT-Free Quality Municipal Income Fund
Nuveen Municipal Income Fund Inc.
Neuberger Berman MLP Income Fund Inc.
Nuveen Minnesota Quality Municipal Income Fund
Nuveen Massachusetts Quality Municipal Income Fund
Nuveen Maryland Quality Municipal Income Fund
Nuveen Municipal High Income Opportunity Fund $0.01 par value per share
Nuveen North Carolina Quality Municipal Income Fund
Nuveen New York Municipal Value Fund Inc.
ProShares S&P 500 Dividend Aristocrats
Nuveen Missouri Quality Municipal Income Fund
Nuveen Pennsylvania Municipal Value Fund of Beneficial Interest
Nuveen Virginia Quality Municipal Income Fund
Nuveen Pennsylvania Quality Municipal Income Fund
Nuveen New York AMT-Free Quality Municipal Income Fund
Neuberger Berman Real Estate Securities Income Fund Inc.
Nustar GP Holdings LLC Units
Nuveen Senior Income Fund
Nationstar Mortgage Holdings Inc.
Nuveen Connecticut Quality Municipal Income Fund
Tortoise MLP Fund Inc.
Nutrien Ltd.
Nuveen Texas Quality Municipal Income Fund
Nuveen Michigan Quality Municipal Income Fund
Nuveen Ohio Quality Municipal Income Fund
Nuveen Municipal Value Fund Inc.
Nuveen AMT-Free Municipal Value Fund
Nuveen AMT-Free Municipal Credit Income Fund
Nuveen California Select Tax-Free Income Portfolio
Nuveen New Jersey Qualified Municipal Fund
Nuveen New York Select Tax-Free Income Portfolio
Nuveen Select Tax Free Income Portfolio
Nuveen Select Tax Free Income Portfolio II
Nuveen Select Tax Free Income Portfolio III
Eaton Vance New York Municipal Bond Fund II of Beneficial Interest $.01 par value
NRG Yield Inc. Class C
NRG Yield Inc. Class A
Nuveen New York Municipal Value Fund 2 of Beneficial Interest
Nuveen Municipal Credit Income Fund
Orbital ATK Inc.
Five Oaks Investment Corp.
Invesco Municipal Income Opportunities Trust
One Madison Corporation Class A
OM Asset Management plc
Orient Paper Inc.
RiverNorth/DoubleLine Strategic Opportunity Fund Inc.
One Stop Systems Inc.
PagSeguro Digital Ltd. Class A
Western Asset Income Fund
Verifone Systems Inc.
Putnam High Income Securities Fund
PIMCO Dynamic Credit and Mortgage Income Fund of Beneficial Interest
Pimco California Municipal Income Fund II of Beneficial Interest
PCM Fund Inc.
Pimco Corporate & Income Strategy Fund
PIMCO California Municipal Income Fund
PIMCO Dynamic Income Fund
John Hancock Premium Dividend Fund
Adams Natural Resources Fund Inc.
Pinnacle Foods Inc.
Flaherty & Crumrine Preferred Income Fund Incorporated
PIMCO Income Strategy Fund Shares of Beneficial Interest
PIMCO Income Strategy Fund II
Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated
Pengrowth Energy Corporation
Pimco Global Stocksplus & Income Fund StocksPlus & Income Fund of Beneficial Interest
Principal Real Estate Income Fund of Beneficial Interest
Pioneer Floating Rate Trust Shares of Beneficial Interest
Pimco High Income Fund
Pioneer High Income Trust of Beneficial Interest
Sprott Physical Gold Trust ETV
Putnam Master Intermediate Income Trust
Pimco Income Opportunity Fund of Beneficial Interest
PIMCO Municipal Income Fund
Pimco Municipal Income Fund II of Beneficial Interest
Putnam Managed Municipal Income Trust
Putnam Municipal Opportunities Trust
PIMCO Municipal Income Fund III of Beneficial Interest
PIMCO New York Municipal Income Fund
Pimco New York Municipal Income Fund II of Beneficial Interest
PPDAI Group Inc. American Depositary Shares each representing five Class A
Voya Prime Rate Trust Shares of Beneficial Interest
Putnam Premier Income Trust
PetroQuest Energy Inc.
Cohen & Steers Select Preferred and Income Fund Inc.
Sprott Physical Silver Trust ETV
Pimco Corporate & Income Opportunity Fund
PIMCO New York Municipal Income Fund III of Beneficial Interest
PIMCO California Municipal Income Fund III of Beneficial Interest
Petrobras Argentina S.A. ADS
Quintana Energy Services Inc.
Brookfield Real Assets Income Fund Inc.
RAIT Financial Trust of Beneficial Interest
RENN Fund Inc
PIMCO Strategic Income Fund Inc.
Arcus Biosciences Inc.
Cohen & Steers Total Return Realty Fund Inc.
Royce Global Value Trust Inc.
RMR Real Estate Income Fund (MD)
RiverNorth Opportunities Fund Inc.
Rice Midstream Partners LP representing limited partner interests
Royce Micro-Cap Trust Inc.
Cohen & Steers Reit and Preferred Income Fund Inc
Cohen & Steers Quality Income Realty Fund Inc
Resource Capital Corp.
RSP Permian Inc.
Royce Value Trust Inc.
RELM Wireless Corporation
Regalwood Global Energy Ltd. Class A
SailPoint Technologies Holdings Inc.
Western Asset Intermediate Muni Fund Inc
LMP Capital and Income Fund Inc.
Columbia India Small Cap
SandRidge Mississippian Trust II representing Beneficial Interests
Seadrill Limited (Bermuda)
SendGrid Inc.
Sprott Gold Miners
Aberdeen Singapore Fund Inc.
Stone Energy Corporation
Sutherland Asset Management Corporation
Solid Biosciences Inc.
Sol-Gel Technologies Ltd.
Salient Midstream of Beneficial Interest
Sogou Inc. American Depositary Shares each representing one Class A
Source Capital Inc.
Special Opportunities Fund Inc
Sprott Physical Platinum and Palladium Trust
Nuveen S&P 500 Dynamic Overwrite Fund
Cushing Energy Income Fund of Beneficial Interest
Cushing MLP & Infrastructure Total Return Fund
SSLJ.com Limited
Extended Stay America Inc.
Columbia Seligman Premium Technology Growth Fund Inc
Swiss Helvetia Fund Inc. (The)
Cushing Renaissance Fund (The) of Beneficial Interest
Triangle Capital Corporation
Templeton Dragon Fund Inc.
Tallgrass Energy GP LP Class A Shares
Templeton Emerging Markets Income Fund Inc.
Tallgrass Energy Partners LP representing limited partner interests
Tekla Healthcare Opportunies Fund Shares of Beneficial Interest
Tekla World Healthcare Fund Shares of Beneficial Interest
Western Asset Corporate Loan Fund Inc
resTORbio Inc.
TPG Pace Energy Holdings Corp. Class A
TriplePoint Venture Growth BDC Corp.
Tortoise Power and Energy Infrastructure Fund Inc
TCW Strategic Income Fund Inc.
THL Credit Senior Loan Fund of Beneficial Interest
Tortoise Pipeline & Energy Fund Inc.
Taiwan Fund Inc. (The)
Tri Continental Corporation
Tortoise Energy Infrastructure Corporation
Liberty All-Star Equity Fund
iShares Core U.S. REIT
Cohen & Steers Infrastructure Fund Inc
Reaves Utility Income Fund of Beneficial Interest
Invesco Bond Fund
Delaware Investments Colorado Municipal Income Fund Inc
Vina Concha Y Toro
Victory Capital Holdings Inc.
Invesco California Value Municipal Income Trust
Delaware Investments National Municipal Income Fund
Virtus Global Multi-Sector Income Fund of Beneficial Interest
Invesco Trust for Investment Grade Municipals (DE)
Vicon Industries Inc
Invesco Advantage Municipal Income Trust II of Beneficial Interest (DE)
Invesco Municipal Trust
Invesco High Income Trust II
Delaware Investments Minnesota Municipal Income Fund II Inc.
Invesco Municipal Opportunity Trust
Invesco Pennsylvania Value Municipal Income Trust (DE)
Invesco Credit Opportunities Fund of Beneficial Interest
Invesco Trust for Investment Grade New York Municipals
Invesco Senior Income Trust (DE)
Western Asset Bond Fund Share of Beneficial Interest
Willbros Group Inc. (DE)
WGL Holdings IncCommon Stock
Cactus Inc. Class A
Western Asset/Claymore Inflation-Linked Securities & Income Fund of Beneficial Interest
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund of Beneficial Interest
Westmoreland Resource Partners LP representing Limited Partner Interests
Williams Partners L.P. Representing Limited Partner Interests
Westar Energy Inc.
XAI Octagon Floating Rate & Alternative Income Term Trust of Beneficial Interest
Yingli Green Energy Holding Company Limited ADR
Virtus Total Return Fund Inc.
Virtus Global Dividend & Income Fund Inc.
China Zenix Auto International Limited American Depositary Shares each representing four.
Ageas SA (AGESY)
Energy XXI Gulf Coast, Inc. (EGC)
Barratt Developments PLC Unsponsored ADR (BTDPY)
Aberdeen Emerging Markets Equity Income Fund Inc.
AGM Group Holdings Inc.
Senmiao Technology Limited
Apergy Corporation
ASLAN Pharmaceuticals Limited
Business First Bancshares Inc.
Biglari Holdings Inc. Class A
Bilibili Inc.
REX BKCM
Carbon Black Inc.
Ceridian HCM Holding Inc.
Columbia Financial Inc.
CLPS Incorporation
Dropbox Inc
DFB Healthcare Acquisitions Corp.
Golden Bull Limited
DocuSign Inc.
GrafTech International Ltd.
AXA Equitable Holdings Inc.
Evelo Biosciences Inc.
EVO Payments Inc.
Homology Medicines Inc.
GreenTree Hospitality Group Ltd. American depositary shares each representing one Class A
Genprex Inc.
Goosehead Insurance Inc.
GreenSky Inc.
HUYA Inc. American depositary shares each representing one Class A
Inspire Medical Systems Inc.
iQIYI Inc.
Iterum Therapeutics plc
Jerash Holdings (US) Inc.
Kiniksa Pharmaceuticals Ltd.
nLIGHT Inc.
Lazydays Holdings Inc.
Level One Bancorp Inc.
Leo Holdings Corp. Class A
Union Acquisition Corp.
LiveXLive Media
MorphoSys AG
nVent Electric plc
Origin Bancorp Inc.
OneSmart International Education Group Limited ADS
Opes Acquisition Corp.
Pure Acquisition Corp.
PermRock Royalty Trust Trust Units
Pluralsight Inc.
Pivotal Software Inc. Class A
Red Violet Inc.
Rafael Holdings Inc. Class B
Construction Partners Inc.
Smartsheet Inc. Class A
Spotify Technology S.A.
Scholar Rock Holding Corporation
Sunlands Online Education Group American Depositary Shares representing Class A
Spirit of Texas Bancshares Inc.
Surface Oncology Inc.
Tiberius Acquisition Corporation
TriState Capital Holdings Inc. Dep Shs Rep 1/40th Int 6.75% Srs A Non-Cum Pfd
Unity Biotechnology Inc.
Unum Therapeutics Inc.
Xspand Products Lab Inc.
Zscaler Inc.
Zuora Inc. Class A
WYNDHAM HOT&RES (WH)