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Everyone Is Freaking Out About OpenAI and Anthropic’s Race for Dominance
Wired

Researchers fear AI is moving too fast, while Mark Zuckerberg is worried about who owns it. Plus: Inside Black Forest Labs’ push into robotics. more…

7-OH Users Are Stockpiling and Doing Reddit Detoxes to Prep for Ban
Wired

The opioid-like compound, which is found in kratom, can cause brutal withdrawal symptoms and will soon be a controlled substance. Some users tell WIRED it has relieved their pain and anxiety. more…

OpenAI’s Hacking Debacle Was a Human Mistake
Wired

If the generative AI giant had followed well-known security best practices, it’s likely that its AI agent would never have escaped to the open internet and hacked multiple companies. more…

Chrome Needs Twice-a-Week Patching Thanks to AI Bug Hunting
Wired

The two Chrome updates in June patched more bugs than the 23 updates before them. Now, Google is ramping up its patching schedule thanks to AI-assisted vulnerability discovery. more…

The major labels propose rules to keep AI slop off the charts
The Verge

Several record labels, including the big three - Universal Music Group, Sony Music, and Warner Music Group - have proposed rules regarding chart eligibility for AI songs. In short, they wouldn't be. The proposal goes quite a bit further than a labeling propos… more…

OpenAI’s rogue AI agent didn’t stop at hacking Hugging Face
The Verge

The AI agent that escaped from OpenAI and hacked developer platform Hugging Face attacked other companies as well, OpenAI revealed on Tuesday. The update substantially widens the scope of an already concerning incident, which has alarmed industry insiders and… more…

AI leaders sign statement asking the government to do something about automated AI
The Verge

Employees of OpenAI and Anthropic, as well as Google, Meta, Thinking Machines, Microsoft, Mistral, and other leading AI labs, have written a statement to the US government supporting a potential slowdown of sorts for frontier AI development - or at least a sp… more…

Xbox CEO says the team has one year to start growing again
The Verge

After a massive Xbox "reset" that laid off thousands of employees and spun off four studios, Xbox CEO Asha Sharma wants to get Xbox back to growth. In a memo obtained by The Verge, Sharma told staff by the end of fiscal year 2027 (which runs through next June… more…

Chinese RAM company CXMT makes a $484 billion stock market debut
The Verge

The China-based memory firm ChangXin Memory Technologies (CXMT) had a massive first day on the Shanghai stock exchange after its shares surged 466 percent, as reported earlier by The Wall Street Journal and CNBC. The stock market frenzy boosted CXMT's valuati… more…

Nvidia, Microsoft launch open AI security alliance – without OpenAI, Google, or Anthropic
The Verge

Nvidia on Monday said it is joining forces with Microsoft, SpaceX, IBM, and other tech companies to build and share open-source AI security tools. The new Open Secure AI Alliance said open tools are required to effectively defend against attacks from frontier… more…

Why China is giving away its best AI models
The Verge

Silicon Valley has spent much of the past week on red alert, digesting the arrival of Moonshot AI's Kimi K3, a Chinese AI model that can allegedly beat some of the best systems built by US companies at a fraction of the cost. Its performance alone would have … more…

New Yorkers will soon need to verify their age to access algorithmic feeds
The Verge

New Yorkers who want to see their Instagram or TikTok feed curated by an algorithm, or receive notification after midnight, will soon have to verify their ages to access those features. New York Attorney General Letitia James (D) released a set of final rules… more…

ABC demands FCC drop its ‘punitive’ early license renewal of its stations
The Verge

ABC filed its formal opposition to the Federal Communications Commission's effort to force it to submit to an early renewal of its broadcast station licenses, calling it an effort to chill the speech of broadcasters across the country. In a new filing with th… more…

Is paying artists enough to convince them to embrace AI?
The Verge

Illustrators have spent years sounding the alarm about generative artificial intelligence startups training their models on artists' work without permission. They've pointed out how the practice is tantamount to theft, and in response, many gen AI boosters ha… more…

Artists are lawyering up against AI slop, and some are even winning
The Verge

When The Atlantic published a searchable dataset of works used to train AI, Kirk Wallace Johnson, like a lot of artists, looked for his name out of curiosity. And, like a lot of artists, he found it. Essentially, his books, like The Feather Thief and The Fish… more…

Tariffs didn’t bring manufacturing jobs back to the US
The Verge

Today, I’m talking with Evan Smith, who is cofounder and CEO of Altana, a company that develops software tools to manage big, messy supply chain networks around the world. We last had Evan on in early 2025 to talk about how Trump’s first few waves of tariffs … more…

EU Will Reportedly Label ChatGPT and Roblox ‘Very Large Online Platforms’ (Derogatory)
Gizmodo.com

The designation exposes companies to tougher regulations and transparency requirements. more…

Dario Amodei Says He’s Not Against Open Models, He’s Against Selling Chips to China
Gizmodo.com

Anthropic's stance is unlikely to fly with strategic partner Nvidia. more…

Can Winamp Ride the Retro Tech Wave All the Way Onto Spotify’s Private Beach?
Gizmodo.com

The relaunched music player wants to be a one-stop shop for music. more…

‘Dungeons & Dragons 2’ Can’t Happen Because Money, and Life is Cruel
Gizmodo.com

We'll always have Jarnathan, but if only we could have him in another 'Dungeons & Dragons' movie. more…

Apple Posts Record June Quarter, Warns Supply Constraints Are Coming
Gizmodo.com

Memory prices will continue to increase, Tim Cook said. more…

Starship’s Heat Shield Looked Great After Flight 13, But Experts Spotted Something Troubling
Gizmodo.com

The megarocket's latest test flight went well, but SpaceX still needs to overcome a critical engineering hurdle. more…

‘Ghost in the Shell’ Actor Tony Weaver, Jr. Is Happy to Be Here
Gizmodo.com

The advocate and content creator talks community and using 'The Ghost in the Shell' to help achieve his voice acting dreams. more…

‘Blade’ (2019-2026) Is Officially Dead, So Now What?
Gizmodo.com

Pour some blood out for Marvel's daywalker as everything comes up suck for him this year in the most frustrating ways. more…

Why do parts of England and Wales keep falling into drought?
BBC News

More than half of England and the whole of Wales has been declared to be in drought this week - the third such event over the past five years. more…

Greyhounds bound for Australia as New Zealand racing ban takes effect
BBC News

At least two chartered flights carrying up to 150 greyhounds are set to fly to Australia's eastern states, the BBC understands. more…

Bad news for your wallet: Qualcomm's chip prices are going up, and your next phone will cost more
Android Central

Qualcomm is raising chipset prices by a double-digit percentage starting in September, and your next phone will likely cost more as a result. more…

Samsung suffers Q2 loss, looks to Galaxy S26 FE, Tab S12 later this year
Android Central

Samsung reported its Q2 2026 earnings, highlighting a loss in its smartphone business division. more…

Our favorite last-gen Sony headphones are $150 OFF during Best Buy's Back to School sale
Android Central

The Sony WH-1000XM5s still have one of the best audio profiles out there, even though they're last-gen. more…

Samsung's next tri-fold could finally be a phone you can actually buy
Android Central

Samsung's rumored 2027 TriFold could finally go mainstream, with wider availability and a flagship strategy that puts accessibility ahead of flashy concepts. more…

Not what I wanted to hear: rumors now say Galaxy S27 Ultra could miss a huge upgrade
Android Central

Rumors walk back previous statements, now claiming Samsung might leave out two huge upgrades for the Galaxy S27 Ultra. more…

Should you wait for the Google Pixel 11 Pro Fold?
Android Central

Need to buy a foldable? There are decent choices in the U.S., and I'd suggest waiting until August 12 to see what Google has to deliver with the Pixel 11 Pro Fold. more…

Samsung’s Galaxy S26 FE pricing leaks, and it’s bad news for budget hunters
Android Central

Samsung's Galaxy S26 FE is rumored to hit shelves September 1 with fresh colors and a flagship design, but expect steep price hikes across all storage tiers. more…

I used DJI's Osmo Pocket 4P for a month, and it is now my go-to video camera
Android Central

The Osmo Pocket 4P is now available globally, and with a new 3x lens alongside a terrific 1-inch main camera, this may just be the best portable gimbal camera around today. more…

Microsoft Says Its New Cybersecurity AI Beats Industry Leaders at Half the Cost
CNET

The agentic MAI-Cyber-1-Flash model, with some help, outscores Claude Mythos 5 on CyberGym. more…

Apple Upgrade Program Will Let You Lease an iPhone Without Sticker Shock
CNET

The program will take the sting out of owning Apple devices, including Macs, iPads and Apple Watches. more…

Rivian Sues US Government for Tariff Refund
CNET

The EV maker says a Supreme Court ruling striking down “Liberation Day” tariffs isn’t enough — it wants a guaranteed refund with interest. more…

Instagram and Facebook Ads for AI ‘Nudify’ Apps Tied to Meta Ad Partner in China
CNET

GatherOne is one of Meta’s 11 advertising partners in China. more…

Microsoft Says Workers Are Now Using Copilot AI as Much as Teams and Outlook
CNET

Microsoft bet big on agentic AI, and it seems to be attracting users. more…

Most Smart Fitness Devices Lack Essential Data Protection, EFF Warns
CNET

Health trackers collect some of our most private information, but data security is spotty among leading smartwatches, smart rings and other devices. more…

Mark Zuckerberg's 'AI is great, really' PR campaign is in full swing. Here's a better idea.
Business Insider

Mark Zuckerberg is doing a big AI public relations push. It's unclear if it will move the needle. So why not try cold, hard cash? more…

How Cereal Milk Matcha and Pink Mermaid 7 Fizz Are Fueling 7 Brew’s Biggest Growth Yet: ‘The Industry Hasn’t Been Disrupted in a Long Time’
Entrepreneur

7 Brew didn't exist in 2017. It's now closing in on 1,000 locations with customer volume one franchisee calls 'insane.' more…

Here’s What Really Separates Entrepreneurs Who Make It From Entrepreneurs Who Quit
Entrepreneur

You don't need to have a huge venture capital safety net, an Ivy League pedigree or a genius-level intellect to succeed. You need to disable your off switch. more…

This Struggling Restaurant Chain Went Back to the Basics. Now Its Stock Is Up 500% in 4 Years: ‘Nothing Short of Remarkable’
Entrepreneur

Instead of focusing on AI, this chain is fixing its foundation. more…

10 Reasons Every Business Owner Should Start Going Live on YouTube
Entrepreneur

Live streaming is one of the most effective ways to reach your target audience and build a real, lasting connection with customers. more…

Are You Feeling Stuck in Your Career? Here’s How to Find Your Way Forward.
Entrepreneur

Here's how career transitions can become the beginning of a new chapter and why one thoughtful decision can reshape your future. more…

For Two Years, I Was Using AI Wrong. Fixing It Is Why My Clients Are Winning While Other Brands Fall Behind.
Entrepreneur

Premium personal brands do not need more AI content — they need AI used as a thought partner, as brand infrastructure and as a way to turn real audience data into messaging that actually lands. more…

Your Cold Outreach Keeps Getting Deleted for These 5 Reasons
Entrepreneur

Only 8.5% of outreach emails ever get a response. A digital PR founder who reads cold pitches daily breaks down the five mistakes that kill the rest and what would have worked instead. more…

This Founder Changed How People Book Restaurants. He Says Food Entrepreneurs Have Never Had a Better Shot — If They Get This Right
Entrepreneur

The founder behind Eater and Resy says restaurants are entering a golden age. The ones who figure out this one thing will own it. more…

88% of Pitches Get Deleted. The Ones That Survive All Do the Same Thing.
Entrepreneur

Most outreach asks for value and offers none in return. The businesses that earn links and citations publish proof first. more…

What I Learned Building a $107 Billion Market That Nobody Believed In
Entrepreneur

Discover the four leadership lessons that helped build a $107 billion business almost nobody believed would succeed. more…

Your CRM Isn’t Enough — Here’s the Relationship Infrastructure Founders Actually Need to Scale
Entrepreneur

Most founders obsess over product and distribution as they grow, but the real edge lies in building relationship infrastructure that treats every connection as a long-term asset. more…

After Over 30 Years in Business, Interior Designer Nate Berkus Shares the Lessons Behind His Enduring Success
Entrepreneur

Nate Berkus shares lessons on delegation, difficult clients and building a company that lasts. more…

MacBook Ultra OLED Touch Panel to Be Exclusively Supplied by Samsung
MacRumors

Apple will exclusively rely on Samsung Display for the production of OLED touch panels for its redesigned upcoming MacBook Pro models, according to a new report from Korea-based The Elec. Citing industry sources, the publication says that the 14-inch and… more…

OpenAI's First Devices: Speaker, Smartphone, and More
MacRumors

OpenAI's hardware roadmap has sharpened considerably in recent months, with its first device now identified, a smartphone said to be arriving as soon as next year, and a wider lineup taking shape behind them. AI Smart Speaker OpenAI's first product is… more…

Top Stories: 'Apple Upgrade' Launches, iOS 26.6 Released, and More
MacRumors

We're a little more than a month away from the September iPhone debut season, but there's still lots to talk about in the Apple universe, led this week by the launch of the new Apple Upgrade program in the United States. This week also saw the release of… more…

iPhone 18 Pro: Twelve Changes Coming to Apple's Next Flagship
MacRumors

We're less than two months out from the launch of Apple's premium next-generation smartphone lineup, and while we're not expecting a dramatic change in terms of functionality, there are still several enhancements rumored to be coming to the iPhone 18 Pro and … more…

With just a few primary elections to go, the competitive Senate map keeps shifting
NPR

For Democrats to take control of the U.S. Senate, they have to flip 4 seats currently held by Republicans. Republicans, meanwhile, are playing defense and pickup opportunities are harder to find. more…

The Major Labels Propose Rules to Keep AI Slop Off the Charts
Slashdot.org

Major record labels including Universal, Sony, and Warner have proposed excluding AI-generated songs from official charts unless they are "substantially human made," properly labeled, legally produced, and free from manipulation concerns. The Verge reports: T… more…

Workplaces Look For Cheaper AI As 'Tokenmaxxing' Fades As a Corporate Fad
Slashdot.org

An anonymous reader quotes a report from the Associated Press: A corporate fad of "tokenmaxxing" on artificial intelligence technology is hitting its limits as workplaces throwing AI at everything are seeing the costs rise without a similar spike in productiv… more…

AI Companies Are Recruiting Electricians and Carpenters By the Thousands
Slashdot.org

An anonymous reader quotes a New York Times report on how AI companies are pouring money into training and recruiting electricians, carpenters, and other skilled tradespeople to build data centers: There is no parallel in American history for the boom underwa… more…

OpenAI Finds Evidence Other AI Agents Escaped Containment
Slashdot.org

An anonymous reader quotes a report from Reuters: OpenAI has discovered other instances in which autonomous agents have escaped containment as the company expands its investigation of the hacking incident at tech firm Hugging Face that drew global attention t… more…

The security guard shortage is giving robots an opening
Business Insider

Asylon's robot dogs and drones are patrolling large facilities as the security industry faces a retention problem. more…

ServiceNow cut hundreds of jobs to streamline operations. One staffer called it a 'very tough day.'
Business Insider

Amid industry pressure, ServiceNow, overseen by CEO Bill McDermott, reduces workforce while focusing on AI investment and operational efficiency. more…

Big Tech's next round of layoffs could start with volunteers
Business Insider

Voluntary buyouts have long been common outside tech. Now they're gaining some traction in the industry as some of its biggest companies mature. more…

Hardcore tech execs are meeting their match: the limits of the human body
Business Insider

Tech is in its hardcore era. Where does that leave execs like Lilian Weng and Fidji Simo, who have said they are too sick to work as intensely as they'd like? more…

Western defense companies are looking to Ukrainian firms for lessons on how to build in wartime conditions
Business Insider

Western defense firms are building gear with Ukrainian ones to combine their own expertise with what Ukraine is learning from being in the fight. more…

At an ex-OpenAI researcher's influential lab, $500,000 salaries aren't enough to fix a talent 'bottleneck'
Business Insider

METR, a Berkeley lab started by an ex-OpenAI researcher, has become a prominent AI umpire. CEO Beth Barnes says AI safety research needs more people. more…

JetBlue is introducing a 'basic first class' fare as airlines continue unbundling premium travel
Business Insider

JetBlue's new "Base" fare structure offers a first-class experience that strips some premium perks in exchange for a lower price. more…

What smart people are saying about Trump's ban on new Chinese humanoid robots
Business Insider

Government authorities deemed that the robots pose "unacceptable safety risks" to national security. more…

Whatnot is in talks to raise a new funding round at a $20 billion valuation
Business Insider

Whatnot, a live shopping startup, aims for $20 billion valuation in financing talks, driven by livestream sales in fashion and collectibles. more…

Consultants have found an unlikely new career path: policing AI
Business Insider

Some consultants are uncomfortable with the industry's embrace of AI, and have left to help rein it in instead. more…

Trump's robot ban aims to counter China. US startups fear it could leave them behind.
Business Insider

While US manufacturers welcome the robot restrictions, startups fear they will lose access to affordable hardware. more…

Thank you, Xi: Cheap Chinese AI may be the best thing to happen to American tech companies.
Business Insider

Cheap Chinese AI models are giving America's software companies a boost, lowering costs, lifting margins, and reviving SaaS stocks. more…

I quit National Geographic to make TikToks. It was the best career move I ever made.
Business Insider

Erin McGoff says leaving documentary filmmaking for social media allowed her to reach millions of job seekers directly. more…

AI can help pinpoint a top CEO candidate. The harder part is persuading them to take the job.
Business Insider

C-suite recruiters say AI is accelerating research and widening talent pools. Judgment, consensus-building, and courtship remain distinctly human. more…

Xbox's new bet on advertising could shake up gaming — if players don't revolt
Business Insider

Xbox is testing a way for users to stream the games for free by watching ads. Ad execs say the move hints at a bigger advertising play. more…

Seedance is making a fresh push into education with study app Gauth — starting with AI animated lessons
Business Insider

The app is partnering with the edtech app Gauth to create videos that explain concepts in stories. Both Gauth and Seedance are owned by ByteDance. more…

Dario Amodei rejects speculations that Anthropic wants to ban all open-weight AI models
Business Insider

Amodei said he never advocated for banning open-weight AI models and doesn't believe a ban to be effective in making AI safer. more…

Tiffany & Co. is proving to be LVMH's crown jewel
Business Insider

LVMH reported a 9% growth in its watches and jewelry division, led by Tiffany & Co. and Bulgari. more…

AI's latest casualty? The health of the people building it.
Business Insider

Lilian Weng of Thinking Machines Lab is the only the latest tech executive to resign due to stress and illness. more…

Starbucks is betting bubbles will give sales some sparkle
Business Insider

Starbuck is testing new carbonated versions of its popular Refresher drinks as the coffee chain continues to look for sustainable sales growth. more…

Jensen Huang says that AI job destruction doomers are 'exactly backward'
Business Insider

Nvidia CEO Jensen Huang said that AI could automate "tasks," but wouldn't eliminate jobs. He cited radiology and law as examples. more…

Fishwife’s CEO shares her favorite interview question — and how she would answer it
Business Insider

Becca Millstein, the CEO of tinned seafood brand Fishwife, said this interview question gets to the core of a candidate's greatest strength. more…

A Ukrainian defense firm says electronic warfare demand is surging as Russia launches strike drones every minute
Business Insider

Officials with the firm said they have seen increasing demand from the Ukrainian military and government over the past year, more…

Willie Nelson is fighting data centers near his Texas hometown: 'The last thing we need'
Business Insider

Willie Nelson says Texas residents don't need "loud, water thieving, light polluting" data centers in their backyard. more…

Mercor is embracing old-school Big Tech interview strategies that even Google and Microsoft are ditching
Business Insider

Mercor's head of product, Osvald Nitski, said that the AI training company has moved away from take-home assignments that can be completed with AI. more…

Disney is ditching Microsoft's GitHub Copilot and adding OpenAI's Codex
Business Insider

Disney is shaking up its AI tools by moving on from Microsoft's GitHub Copilot. It's also planning to add OpenAI's Codex alongside Claude and Cursor. more…

The US Navy is pouring $76.6 billion into new submarines and the workers it needs to build them
Business Insider

Shipbuilders will construct 14 new Virginia- and Columbia-class submarines. The US Navy's investment also includes money for yards and workers. more…

Actors are losing roles to AI knockoffs of themselves
Business Insider

What does it feel like when an AI version of you takes your job? That's been the reality some micro drama actors have been facing. more…

A retired doctor started exercising seriously at 50. At 90, he climbed Kilimanjaro.
Business Insider

Dr. Art Ulene smoked until age 33 and didn't start exercising seriously until 50. At 90, he climbed Mount Kilimanjaro. more…

Brands like Home Depot, Intuit, and Booking are betting bigger on ChatGPT ads, new data reveals
Business Insider

New data shows how OpenAI is boosting ad presence on ChatGPT, drawing major brands such as Home Depot and Intuit. more…

How much you should tell your boss — and the internet — about why you're quitting your job
Business Insider

What should you tell your employer when you quit, and should you explain it publicly? Experts say less is often more. more…

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First Trust Alternative Absolute Return Strategy ETF
First Trust BuyWrite Income ETF
First Trust California Municipal High income ETF
First Trust CEF Income Opportunity ETF
First Trust Developed International Equity Select ETF
First Trust Dorsey Wright Dynamic Focus 5 ETF
First Trust Dorsey Wright Focus 5 ETF
First Trust Dorsey Wright International Focus 5 ETF
First Trust Emerging Markets Equity Select ETF
First Trust Emerging Markets Local Currency Bond ETF
First Trust Enhanced Short Maturity ETF
First Trust Eurozone AlphaDEX ETF
First Trust Global Tactical Commodity Strategy Fund
First Trust Hedged BuyWrite Income ETF
First Trust High Yield Long/Short ETF
First Trust Hong Kong AlphaDEX Fund
First Trust International IPO ETF
First Trust International Multi-Asset Diversified Income Index
First Trust Large Cap US Equity Select ETF
First Trust Low Duration Opportunities ETF
First Trust Managed Municipal ETF
First Trust Mid Cap US Equity Select ETF
First Trust Municipal CEF Income Opportunity ETF
First Trust Municipal High Income ETF
First Trust Nasdaq Bank ETF
First Trust NASDAQ Cybersecurity ETF
First Trust Nasdaq Food & Beverage ETF
First Trust Nasdaq Oil & Gas ETF
First Trust Nasdaq Pharmaceuticals ETF
First Trust Nasdaq Retail ETF
First Trust Nasdaq Semiconductor ETF
First Trust Nasdaq Transportation ETF
First Trust RBA American Industrial Renaissance ETF
First Trust RBA Quality Income ETF
First Trust Rising Dividend Achievers ETF
First Trust RiverFront Dynamic Asia Pacific ETF
First Trust RiverFront Dynamic Developed International ETF
First Trust RiverFront Dynamic Emerging Markets ETF
First Trust RiverFront Dynamic Europe ETF
First Trust Senior Loan Fund ETF
First Trust Small Cap US Equity Select ETF
First Trust SMID Cap Rising Dividend Achievers ETF
First Trust SSI Strategic Convertible Securities ETF
First Trust Strategic Income ETF
First Trust Taiwan AlphaDEX Fund
First Trust TCW Opportunistic Fixed Income ETF
First Trust US Equity Dividend Select ETF
Firsthand Technology Value Fund, Inc.
FlexShares Credit-Scored US Corporate Bond Index Fund
FlexShares Credit-Scored US Long Corporate Bond Index Fund
FlexShares Disciplined Duration MBS Index Fund
FlexShares Real Assets Allocation Index Fund
FlexShares STOXX Global ESG Impact Index Fund
FlexShares STOXX US ESG Impact Index Fund
FlexShares US Quality Large Cap Index Fund
FNB Bancorp
Fogo de Chao, Inc.
ForeScout Technologies, Inc.
Fortress Biotech, Inc.
Forum Merger Corporation
Forum Merger Corporation
Forum Merger Corporation
Forum Merger Corporation
Foundation Medicine, Inc.
Frontier Communications Corporation
Funko, Inc.
Gabelli NextShares Trust
Gabelli NextShares Trust
Garrison Capital Inc.
General Communication, Inc.
General Finance Corporation
General Finance Corporation
Gladstone Capital Corporation
Gladstone Commercial Corporation
Gladstone Commercial Corporation
Gladstone Commercial Corporation
Gladstone Investment Corporation
Gladstone Investment Corporation
Gladstone Investment Corporation
Gladstone Land Corporation
Global Indemnity Limited
Global Indemnity Limited
Global Partner Acquisition Corp.
Global Partner Acquisition Corp.
Global Partner Acquisition Corp.
Global X Conscious Companies ETF
Global X FinTech ETF
Global X Health & Wellness Thematic ETF
Global X Internet of Things ETF
Global X Longevity Thematic ETF
Global X Millennials Thematic ETF
Global X MSCI SuperDividend EAFE ETF
Global X Robotics & Artificial Intelligence ETF
Global X S&P 500 Catholic Values ETF
Global X SuperDividend Alternatives ETF
Global X SuperDividend REIT ETF
Global X Yieldco Index ETF
Golar LNG Partners LP
Gores Holdings II, Inc.
Gores Holdings II, Inc.
Gores Holdings II, Inc.
Government Properties Income Trust
Great Elm Capital Corp.
GTY Technology Holdings, Inc.
GTY Technology Holdings, Inc.
Hancock Holding Company
Hancock Holding Company
Hancock Jaffe Laboratories, Inc.
Hardinge Inc.
Harvest Capital Credit Corporation
Harvest Capital Credit Corporation
Hawaiian Telcom Holdco, Inc.
Haymaker Acquisition Corp.
Haymaker Acquisition Corp.
Haymaker Acquisition Corp.
Hexindai Inc.
Horizon Technology Finance Corporation
Horizons DAX Germany ETF
Horizons NASDAQ-100 Covered Call ETF
Hostess Brands, Inc.
Hovnanian Enterprises Inc
Hunter Maritime Acquisition Corp.
Hunter Maritime Acquisition Corp.
Huntington Bancshares Incorporated
Huntington Bancshares Incorporated
Huntington Bancshares Incorporated
I-AM Capital Acquisition Company
I-AM Capital Acquisition Company
IBERIABANK Corporation
IBERIABANK Corporation
iClick Interactive Asia Group Limited
Ignyta, Inc.
ILG, Inc
Immune Pharmaceuticals Inc.
Immuron Limited
Impax Laboratories, Inc.
Industrea Acquisition Corp.
Industrea Acquisition Corp.
Industrial Logistics Properties Trust
Infinity Property and Casualty Corporation
InflaRx N.V.
InfoSonics Corp
Interactive Brokers Group, Inc.
Invuity, Inc.
IQ Chaikin U.S. Large Cap ETF
IQ Chaikin U.S. Small Cap ETF
Iridium Communications Inc
iSectors Post-MPT Growth ETF
iShares 0-5 Year Investment Grade Corporate Bond ETF
iShares Commodities Select Strategy ETF
iShares Core Total USD Bond Market ETF
iShares Currency Hedged MSCI Germany ETF
iShares ESG 1-5 Year USD Corporate Bond ETF
iShares ESG USD Corporate Bond ETF
iShares Exponential Technologies ETF
iShares Fallen Angels USD Bond ETF
iShares iBoxx $ High Yield ex Oil & Gas Corporate Bond ETF
iShares MSCI EAFE ESG Optimized ETF
iShares MSCI EM ESG Optimized ETF
iShares MSCI Emerging Markets ex China ETF
iShares MSCI Global Gold Miners ETF
iShares MSCI Global Impact ETF
iShares MSCI Qatar ETF
iShares MSCI UAE ETF
iShares MSCI USA ESG Optimized ETF
iShares Russell 1000 Pure U.S. Revenue ETF
ITUS Corporation
Ivy NextShares
Ivy NextShares
Ivy NextShares
JA Solar Holdings, Co., Ltd.
Jacksonville Bancorp Inc.
Jamba, Inc.
Janus Henderson SG Global Quality Income ETF
Janus Henderson Small Cap Growth Alpha ETF
Janus Henderson Small/Mid Cap Growth Alpha ETF
Jason Industries, Inc.
Jensyn Acquistion Corp.
Jensyn Acquistion Corp.
Jensyn Acquistion Corp.
Jensyn Acquistion Corp.
JM Global Holding Company
JM Global Holding Company
JM Global Holding Company
Juniper Pharmaceuticals, Inc.
Juno Therapeutics, Inc.
Kayne Anderson Acquisition Corp.
Kayne Anderson Acquisition Corp.
KBL Merger Corp. IV
KBL Merger Corp. IV
KBL Merger Corp. IV
KCAP Financial, Inc.
Key Technology, Inc.
Kingtone Wirelessinfo Solution Holding Ltd
Kitov Pharmaceuticals Holdings Ltd.
KLX Inc.
KraneShares Trust KraneShares CSI China Internet ETF
Landcadia Holdings, Inc.
Landcadia Holdings, Inc.
Landmark Infrastructure Partners LP
Landmark Infrastructure Partners LP
Layne Christensen Company
Leading Brands Inc
Legacy Reserves LP
Legacy Reserves LP
Legg Mason Developed EX-US Diversified Core ETF
Legg Mason Emerging Markets Diversified Core ETF
Legg Mason Global Infrastructure ETF
Legg Mason Low Volatility High Dividend ETF
Legg Mason Small-Cap Quality Value ETF
Legg Mason US Diversified Core ETF
Leisure Acquisition Corp.
Leisure Acquisition Corp.
Leisure Acquisition Corp.
LexinFintech Holdings Ltd.
Liberty Interactive Corporation
Liberty Interactive Corporation
Liberty Interactive Corporation
Liberty Interactive Corporation
Liberty Latin America Ltd.
Liberty Latin America Ltd.
Liberty Tax, Inc.
Lindblad Expeditions Holdings Inc.
LiNiu Technology Group
LM Funding America, Inc.
Loncar Cancer Immunotherapy ETF
Long Blockchain Corp.
LongFin Corp
Luther Burbank Corporation
M I Acquisitions, Inc.
M I Acquisitions, Inc.
M I Acquisitions, Inc.
M III Acquisition Corp.
M III Acquisition Corp.
M III Acquisition Corp.
MabVax Therapeutics Holdings, Inc.
MainSource Financial Group, Inc.
Matlin & Partners Acquisition Corporation
Matlin & Partners Acquisition Corporation
Mattersight Corporation
MB Financial Inc.
MB Financial Inc.
Medallion Financial Corp.
Medical Transcription Billing, Corp.
Meridian Bank
Meridian Waste Solutions, Inc
Meridian Waste Solutions, Inc
Micronet Enertec Technologies, Inc.
Microsemi Corporation
Mitcham Industries, Inc.
Modern Media Acquisition Corp.
Modern Media Acquisition Corp.
Modern Media Acquisition Corp.
ModusLink Global Solutions, Inc
Monster Digital, Inc.
Monster Digital, Inc.
Motif Bio plc
MTGE Investment Corp.
MTGE Investment Corp.
MYnd Analytics, Inc.
National Energy Services Reunited Corp.
National General Holdings Corp
National General Holdings Corp
National General Holdings Corp
National General Holdings Corp
National Holdings Corporation
National Research Corporation
National Research Corporation
Navient Corporation
Nebula Acquisition Corporation
Netlist, Inc.
NeuroMetrix, Inc.
New York Mortgage Trust, Inc.
New York Mortgage Trust, Inc.
New York Mortgage Trust, Inc.
Newmark Group, Inc.
Newtek Business Services Corp.
Newtek Business Services Corp.
Nexeo Solutions, Inc.
Nexeo Solutions, Inc.
NextDecade Corporation
Northern Trust Corporation
Nuveen NASDAQ 100 Dynamic Overwrite Fund
NXT-ID Inc.
Oaktree Specialty Lending Corporation
Oaktree Strategic Income Corporation
Odonate Therapeutics, Inc.
Old Second Bancorp, Inc.
Ominto, Inc.
Oncobiologics, Inc.
Oncobiologics, Inc.
Onconova Therapeutics, Inc.
OpGen, Inc.
Orexigen Therapeutics, Inc.
Origo Acquisition Corporation
Origo Acquisition Corporation
Origo Acquisition Corporation
Origo Acquisition Corporation
Osprey Energy Acquisition Corp.
Osprey Energy Acquisition Corp.
Osprey Energy Acquisition Corp.
Oxbridge Re Holdings Limited
Oxford Lane Capital Corp.
Oxford Lane Capital Corp.
Oxford Lane Capital Corp.
Paragon Commercial Corporation
ParkerVision, Inc.
PAVmed Inc.
Pensare Acquisition Corp.
Pensare Acquisition Corp.
Pensare Acquisition Corp.
People's United Financial, Inc.
Perry Ellis International Inc.
PhaseRx, Inc.
Pinnacle Entertainment, Inc.
Platinum Eagle Acquisition Corp.
PolarityTE, Inc.
Popular, Inc.
Popular, Inc.
Porter Bancorp, Inc.
PowerShares DWA Momentum & Low Volatility Rotation Portfolio
PowerShares DWA SmallCap Momentum Portfolio
PowerShares DWA Tactical Multi-Asset Income Portfolio
PowerShares DWA Tactical Sector Rotation Portfolio
PowerShares FTSE International Low Beta Equal Weight Portfolio
PowerShares International BuyBack Achievers Portfolio
PowerShares KBW Bank Portfolio
PowerShares LadderRite 0-5 Year Corporate Bond Portfolio
PowerShares Multi-Strategy Alternative Portfolio
PowerShares Optimum Yield Diversified Commodity Strategy No K-
PowerShares Russell 1000 Low Beta Equal Weight Portfolio
PowerShares Variable Rate Investment Grade Portfolio
Principal Contrarian Value Index ETF
Principal Healthcare Innovators Index ETF
Principal International Multi-Factor Index ETF
Principal Millennials Index ETF
Principal Price Setters Index ETF
Principal Shareholder Yield Index ETF
Principal Sustainable Momentum Index ETF
Principal U.S. Mega-Cap Multi-Factor Index ETF
Principal U.S. Small-Cap Multi-Factor Index ETF
ProShares Equities for Rising Rates ETF
Proshares UltraPro Nasdaq Biotechnology
ProShares UltraPro Short NASDAQ Biotechnology
pSivida Corp.
Quality Systems, Inc.
Quanterix Corporation
Reality Shares Nasdaq NextGen Economy ETF
Reis, Inc
Repros Therapeutics Inc.
ReTo Eco-Solutions, Inc.
Rex Energy Corporation
RiceBran Technologies
RLJ Entertainment, Inc.
RMG Networks Holding Corporation
ROBO Global Robotics and Automation Index ETF
Rosehill Resources Inc.
Rosehill Resources Inc.
Rosetta Genomics Ltd.
RPX Corporation
RXi Pharmaceuticals Corporation
Saban Capital Acquisition Corp.
Saban Capital Acquisition Corp.
Sabra Health Care REIT, Inc.
Sanofi
SB Financial Group, Inc.
scPharmaceuticals Inc.
Seanergy Maritime Holdings Corp
Sears Holdings Corporation
Sears Holdings Corporation
Second Sight Medical Products, Inc.
Senior Housing Properties Trust
Senior Housing Properties Trust
Sensus Healthcare, Inc.
Sentinel Energy Services Inc.
Sentinel Energy Services Inc.
Sentinel Energy Services Inc.
Sigma Designs, Inc.
Sigma Labs, Inc.
Siliconware Precision Industries Company, Ltd.
Silver Run Acquisition Corporation II
Silver Run Acquisition Corporation II
Silver Run Acquisition Corporation II
Skyline Medical Inc.
SLM Corporation
Snyder's-Lance, Inc.
Soleno Therapeutics, Inc.
Soligenix, Inc.
Sonoma Pharmaceuticals, Inc.
Sotherly Hotels Inc.
Sotherly Hotels Inc.
Spark Energy, Inc.
SPDR Dorsey Wright Fixed Income Allocation ETF
Spero Therapeutics, Inc.
Sprott Focus Trust, Inc.
Stanley Furniture Company, Inc.
Star Bulk Carriers Corp.
Star Bulk Carriers Corp.
SteadyMed Ltd.
Stellar Acquisition III Inc.
Stellar Acquisition III Inc.
Stericycle, Inc.
Sterling Bancorp, Inc.
Stitch Fix, Inc.
StoneCastle Financial Corp
Strategy Shares Nasdaq 7HANDL Index ETF
Student Transportation Inc
Sucampo Pharmaceuticals, Inc.
Sun Bancorp, Inc.
Super Micro Computer, Inc.
Syntel, Inc.
TapImmune Inc.
Texas Capital Bancshares, Inc.
Texas Capital Bancshares, Inc.
Texas Capital Bancshares, Inc.
The Carlyle Group L.P.
The Finish Line, Inc.
The Herzfeld Caribbean Basin Fund, Inc.
The Long-Term Care ETF
The Obesity ETF
The Organics ETF
The Simply Good Foods Company
TICC Capital Corp.
TICC Capital Corp.
TiGenix
Till Capital Ltd.
Tintri, Inc.
TOR Minerals International Inc
TORM plc
TravelCenters of America LLC
TravelCenters of America LLC
TravelCenters of America LLC
tronc, Inc.
United Community Bancorp
USA Technologies, Inc.
Validea Market Legends ETF
VanEck Vectors Generic Drugs ETF
Vanguard Emerging Markets Government Bond ETF
Vanguard International Dividend Appreciation ETF
Vanguard International High Dividend Yield ETF
Vanguard Total Corporate Bond ETF
Vanguard Total International Bond ETF
Vantage Energy Acquisition Corp.
Vantage Energy Acquisition Corp.
VASCO Data Security International, Inc.
VelocityShares 3x Inverse Gold ETN
VelocityShares 3x Inverse Silver ETN
VelocityShares 3x Long Gold ETN
VelocityShares 3x Long Silver ETN
VelocityShares Daily 2x VIX Medium-Term ETN
VelocityShares Daily 2x VIX Short-Term ETN
VelocityShares Daily Inverse VIX Short-Term ETN
VelocityShares VIX Short-Term ETN
Versartis, Inc.
VictoryShares Developed Enhanced Volatility Wtd ETF
VictoryShares Dividend Accelerator ETF
VictoryShares Emerging Market High Div Volatility Wtd ETF
VictoryShares Emerging Market Volatility Wtd ETF
VictoryShares International High Div Volatility Wtd ETF
VictoryShares International Volatility Wtd ETF
VictoryShares US 500 Enhanced Volatility Wtd ETF
VictoryShares US 500 Volatility Wtd ETF
VictoryShares US Discovery Enhanced Volatility Wtd ETF
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
VictoryShares US Large Cap High Div Volatility Wtd ETF
VictoryShares US Multi-Factor Minimum Volatility ETF
VictoryShares US Small Cap High Div Volatility Wtd ETF
VictoryShares US Small Cap Volatility Wtd ETF
Vident Core U.S. Bond Strategy Fund
Vident Core US Equity ETF
Vident International Equity Fund
Videocon d2h Limited
Viking Therapeutics, Inc.
Virtus Investment Partners, Inc.
Virtus LifeSci Biotech Clinical Trials ETF
Virtus LifeSci Biotech Products ETF
Washington Federal, Inc.
WeatherStorm Forensic Accounting Long Short ETF
Web.com Group, Inc.
Westmoreland Coal Company
Wheeler Real Estate Investment Trust, Inc.
Wheeler Real Estate Investment Trust, Inc.
Wheeler Real Estate Investment Trust, Inc.
WhiteHorse Finance, Inc.
Willamette Valley Vineyards, Inc.
WillScot Corporation
Wintrust Financial Corporation
Wintrust Financial Corporation
WisdomTree Barclays Interest Rate Hedged U.S. Aggregate Bond F
WisdomTree Barclays Negative Duration U.S. Aggregate Bond Fund
WisdomTree Emerging Markets Consumer Growth Fund
WisdomTree Emerging Markets Quality Dividend Growth Fund
WisdomTree Germany Hedged Equity Fund
WisdomTree Interest Rate Hedged High Yield Bond Fund
WisdomTree Japan Hedged SmallCap Equity Fund
WisdomTree Negative Duration High Yield Bond Fund
WisdomTree U.S. Quality Dividend Growth Fund
WisdomTree U.S. SmallCap Quality Dividend Growth Fund
WisdomTree United Kingdom Hedged Equity Fund
WMIH Corp.
WPCS International Incorporated
Wright Medical Group N.V.
Xcerra Corporation
XG Technology, Inc
X-Links Crude Oil Shares Covered Call ETN
X-Links Gold Shares Covered Call ETN
X-Links Silver Shares Covered Call ETN
Xplore Technologies Corp
Yangtze River Development Limited
ZAIS Group Holdings, Inc.
Zion Oil & Gas Inc
Zions Bancorporation
Zions Bancorporation
Anhui Conch Cement
Alliance One International, Inc. (AOI)
Ply Gem Holdings, Inc. (PGEM)
Erin Energy Corp. (ERN)
U.S. Geothermal Inc. (HTM)
Validus Holdings, Ltd. (VR)
Morgan Stanley Income Securities Fund: (ICB)
Terra Nitrogen Company, L.P. (TNH)
DST Systems, Inc. (DST)
Regal Entertainment Group (RGC)
CGG (CGG)
Xerium Technologies, Inc. (XRM)
OCI Partners LP (OCIP)
Deutsche Lufthansa AG
Millicom International Cellular SA (MIICF)
Mulesoft Inc. (MULE)
Statoil ASA (STO)
Mitsubishi UFJ Financial Group, Inc. (MTU)
Nexa Resources S.A. (NEXA)
Angang Steel Co. (ANGGY)
Calpine Corporation (CPN)
Valeant Pharmaceuticals International, Inc. (VRX)
Straight Path Communications Inc. (STRP)
General Cable Corporation (BGC)
PHH Corp (PHH)
Calgon Carbon Corporation (CCC)
NTT DOCOMO, Inc (DCM)
Quality Care Properties Inc. (QCP)
BIOXCEL THERA (BTAI)
Advantage Oil & Gas Ltd
Aberdeen Emerging Markets Company Oppotunities Fund Inc.
Aberdeen Income Credit Strategies Fund
AllianzGI Diversified Income & Convertible Fund of Beneficial Interest
ADT Inc.
Adams Diversified Equity Fund Inc.
AllianceBernstein National Municipal Income Fund Inc
Apollo Senior Floating Rate Fund Inc.
Advent Claymore Convertible Securities and Income Fund of Beneficial Interest
Alpine Global Dynamic Dividend Fund Shares of Beneficial Interest
PlayAGS Inc.
Ashford Hospitality Prime Inc.
Apollo Tactical Income Fund Inc.
Alliance California Municipal Income Fund Inc
American Lorain Corporation
Alpine Total Dynamic Dividend Fund
Asia Pacific Fund Inc. (The)
Morgan Stanley Asia-Pacific Fund Inc.
Evoqua Water Technologies Corp.
Ares Dynamic Credit Allocation Fund Inc.
ARMO BioSciences Inc.
ASA Gold and Precious Metals Limited
Liberty All-Star Growth Fund Inc.
Advent Claymore Convertible Securities and Income Fund
Avaya Holdings Corp.
Alliancebernstein Global High Income Fund
Alpine Global Premier Properties Fund of Beneficial Interest
BlackRock Municipal Income Investment Quality Trust
BlackRock Municipal Income Investment Trust
Bill Barrett Corporation
Blackrock Municipal Bond Trust
BlackRock Taxable Municipal Bond Trust of Beneficial Interest
Bancroft Fund Ltd.
BlackRock Resources of Beneficial Interest
Blackrock Enhanced Equity Dividend Trust
BlackRock Municipal Income Trust
Blackrock Florida Municipal 2020 Term Trust
Biofrontera AG
BlackRock New York Municipal Income Trust II
BlackRock California Municipal Income Trust
Blackstone / GSO Strategic Credit Fund
Barings Global Short Duration High Yield Fund of Beneficial Interests
BlackRock 2022 Global Income Opportunity Trust of Beneficial Interest
BlackRock Energy and Resources Trust
BlackRock Floating Rate Income Trust
Blackstone GSO Long Short Credit Income Fund
Blackrock Enhanced International Dividend Trust
Blackrock Core Bond Trust
BlackRock Virginia Municipal Bond Trust
Boulder Growth & Income Fund Inc.
BlackRock Multi-Sector Income Trust of Beneficial Interest
Blackrock California Municipal 2018 Term Trust
Blackrock Municipal 2020 Term Trust
BlackRock Investment Quality Municipal Trust Inc. (The)
BlackRock Income Trust Inc. (The)
BlackRock Municipal Income Trust II
Blackrock New York Municipal 2018 Term Trust
Blackrock New Jersey Municipal Bond Trust
Blackrock Limited Duration Income Trust
Blackrock Health Sciences Trust
BlackRock New Jersey Municipal Income Trust
BlackRock New York Municipal Income Trust
Blackrock Enhanced Global Dividend Trust of Beneficial Interest
Blackrock Municipal 2018 Term Trust
Blackrock New York Municipal Bond Trust of Beneficial Interest
BlackRock Strategic Municipal Trust Inc. (The)
Blackrock New York Municipal Income Quality Trust of Beneficial Interest
Blackstone GSO Senior Floating Rate Term Fund of Beneficial Interest
BlackRock Science and Technology Trust of Beneficial Interest
BlackRock Long-Term Municipal Advantage Trust of Beneficial Interest
John Hancock Financial Opportunities Fund
BlackRock Municipal 2030 Target Term Trust
BlackRock Credit Allocation Income Trust
BlackRock Utility Infrastructure & Power Opportunities Trust
Bridgewater Bancshares Inc.
BrandywineGLOBAL Global Income Opportunities Fund Inc.
Boardwalk Pipeline Partners LP
Bluegreen Vacations Corporation
Nuveen S&P 500 Buy-Write Income Fund of Beneficial Interest
Blackrock Municipal Income Quality Trust of Beneficial Interest
BlackRock Maryland Municipal Bond Trust of beneficial interest
Corporacion America Airports SA
Morgan Stanley China A Share Fund Inc.
ClearBridge American Energy MLP Fund Inc.
AllianzGI Convertible & Income 2024 Target Term Fund of Beneficial Interest
Chicago Bridge & Iron Company N.V.
MFS California Municipal Fund of Beneficial Interest
Corporate Capital Trust Inc.
Cardlytics Inc.
The Central and Eastern Europe Fund Inc. (The)
Sprott Physical Gold and Silver Trust Units
CONSOL Energy Inc.
ClearBridge Energy MLP Fund Inc.
Center Coast Brookfield MLP & Energy Infrastructure Fund
Central Puerto S.A. American Depositary Shares (each represents ten)
Central Securities Corporation
Eaton Vance California Municipal Income Trust Shares of Beneficial Interest
Celadon Group Inc.
Aberdeen Chile Fund Inc. (The)
China Fund Inc. (The)
MFS Intermediate High Income Fund
Blackrock Capital and Income Fund Inc.
Credit Suisse Asset Management Income Fund Inc.
Cornerstone Strategic Value Fund Inc.
Colony NorthStar Credit Real Estate Inc. Class A
Colony NorthStar Inc.
MFS Municipal Income Trust
VanEck Vectors ChinaAMC SME-ChNext
Americold Realty Trust
Cotiviti Holdings Inc.
Cheniere Energy Partners LP Holdings LLC
Cornerstone Total Return Fund Inc. (The)
Crystal Rock Holdings Inc. Class A
ClearBridge Energy MLP Total Return Fund Inc.
Qwest Corporation 7.00% Notes due 2052
CURO Group Holdings Corp.
Convergys Corporation
MFS High Income Municipal Trust
MFS Investment Grade Municipal Trust
CYS Investments Inc.
DoubleLine Opportunistic Credit Fund of Beneficial Interest
DCT Industrial Trust Inc
Delaware Investments Dividend & Income Fund Inc.
DDR Corp.
Delaware Enhanced Global Dividend of Beneficial Interest
Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
Dreyfus High Yield Strategies Fund
Credit Suisse High Yield Bond Fund
Nuveen Dow 30SM Dynamic Overwrite Fund of Beneficial Interest
Dreyfus Municipal Bond Infrastructure Fund Inc.
Dreyfus Municipal Income Inc.
Western Asset Mortgage Defined Opportunity Fund Inc
Dividend and Income Fund
DNP Select Income Fund Inc.
Duff & Phelps Global Utility Income Fund Inc.
Duff & Phelps Select Energy MLP Fund Inc.
DoubleLine Income Solutions Fund of Beneficial Interests
Dreyfus Strategic Municipal Bond Fund Inc.
Blackrock Debt Strategies Fund Inc.
DTF Tax-Free Income Inc.
Duff & Phelps Utility & Corporate Bond Trust Inc.
Dynegy Inc.
Wells Fargo Income Opportunities Fund
Platinum Eagle Acquisition Corp.
Eagle Point Credit Company Inc.
Ellsworth Growth and Income Fund Ltd.
Morgan Stanley Emerging Markets Domestic Debt Fund Inc.
Stone Harbor Emerging Markets Income Fund of Beneficial Interest
Stone Harbor Emerging Markets Total Income Fund of Beneficial Interests
Education Realty Trust Inc.
The European Equity Fund Inc.
Eaton vance Floating-Rate Income Plus Fund of Beneficial Interest
Eaton Vance Floating-Rate 2022 Target Term Trust of Beneficial Interest
Eaton Vance Senior Floating-Rate Fund of Beneficial Interest
Eaton Vance Floating Rate Income Trust of Beneficial Interest
Blackrock Enhanced Government Fund Inc.
Eagle Growth and Income Opportunities Fund of Beneficial Interest
Western Asset Global High Income Fund Inc
Eaton Vance High Income 2021 Target Term Trust of Beneficial Interest
Eaton Vance California Municipal Bond Fund II of Beneficial Interest $.01 par value
Eaton Vance Municipal Bond Fund of Beneficial Interest $.01 par value
Eaton Vance Ohio Municipal Bond Fundd of Befeficial Interest $.01 par value
Eaton Vance Pennsylvania Municipal Bond Fund of Befeficial Interest $.01 par value
Eaton Vance Municipal Bond Fund II of Beneficial Interest $.01 Par Value
Western Asset Emerging Markets Debt Fund Inc
Templeton Emerging Markets Fund
Eaton Vance Michigan Municipal Income Trust Shares of Beneficial Interest
Eaton Vance New Jersey Municipal Bond Fund Common Shres of Beneficial Interest $.01 par value
ClearBridge Energy MLP Opportunity Fund Inc.
EnerJex Resources Inc. (NEW)
Eaton Vance New York Municipal Bond Fund of Beneficial Interest $.01 par value
Wells Fargo Global Dividend Opportunity Fund
Eaton Vance Enhance Equity Income Fundd Equity Income Fund Shares of Beneficial Interest
Evolus Inc.
Eaton Vance Enhance Equity Income Fund II
Eaton Vance Municipal Income Trust EATON VANCE NATIONAL MUNICIPAL OPPORTUNITIES TRUST
Equus Total Return Inc.
Wells Fargo Multi-Sector Income Fund no par value
Wells Fargo Utilities and High Income Fund
Barclays PLC iPath EUR/USD Exchange Rate ETN
Eaton Vance Tax-Managed Buy-Write Income Fund of Beneficial Interest
Energy Transfer Equity L.P. representing Limited Partnership interests
Eaton Vance Tax-Advantaged Global Dividend Income Fund of Beneficial Interest
Eaton Vance Risk-Managed Diversified Equity Income Fund of Beneficial Interest
Eaton Vance Tax-Advantage Global Dividend Opp
Energy Transfer Partners L.P. representing limited partner interests
Eaton Vance Corporation Tax-Managed Buy-Write Opportunities Fund of Beneficial Interest
Eaton Vance Corporation Tax-Managed Global Buy-Write Opportunites Fund of Beneficial Interest
Eaton Vance Municipal Income 2028 Term Trust of Beneficial Interest
Eaton Vance Tax-Managed Diversified Equity Income Fund of Beneficial Interest
Eaton Vance Senior Income Trust
Eaton Vance Short Diversified Income Fund Duration Diversified Income Fund of Beneficial Interest
Eaton Vance New Jersey Municipal Income Trust Shares of Beneficial Interest
Eaton Vance California Municipal Bond Fund of Beneficial Interest $.01 par value
Eaton Vance Municipal Income Trust
Eaton Vance Ohio Municipal Income Trust Shares of Beneficial Interest
Eaton Vance Pennsylvania Municipal Income Trust Shares of Beneficial Interest
Eaton Vance Tax Advantaged Dividend Income Fund of Beneficial Interest
Eaton Vance Limited Duration Income Fund of Beneficial Interest
Eaton Vance New York Municipal Income Trust Shares of Beneficial Interest
Eaton Vance Tax-Advantaged Bond of Beneficial Interest
Eaton Vance Tax-Managed Global Diversified Equity Income Fund of Beneficial Interest
Eyenovia Inc.
First Acceptance Corporation
First Trust/Aberdeen Global Opportunity Income Fund of Beneficial Interest
Farmmi INC.
Aberdeen Asia-Pacific Income Fund Inc
Aberdeen Global Income Fund Inc.
First Trust Senior Floating Rate Income Fund II of Beneficial Interest
First Trust Dynamic Europe Equity Income Fund of Beneficial Interest
Four Seasons Education (Cayman) Inc. American Depositary Shares each two ADSs representing one
First Trust MLP and Energy Income Fund of Beneficial Interest
First Trust Energy Income and Growth Fund
First Trust/Aberdeen Emerging Opportunity Fund of Beneficial Interest
First Trust Enhanced Equity Income Fund
Flaherty & Crumrine Preferred Securities Income Fund Incorporated
First Trust Specialty Finance and Financial Opportunities Fund
First Trust Strategic High Income Fund II of Beneficial Interest
First Trust Energy Infrastructure Fund of Beneficial Interest
First Trust Senior Floating Rate 2022 Target Term Fund of Beneficial Interest
Flaherty & Crumrine Total Return Fund Inc
Federated Premier Municipal Income Fund
Fiduciary/Claymore MLP Opportunity Fund of Beneficial Interest
Fairmount Santrol Holdings Inc.
First Trust Motgage Income Fund of Beneficial Interest
Cohen & Steers Closed-End Opportunity Fund Inc.
First Trust Intermediate Duration Preferred & Income Fund of Beneficial Interest
Farmland Partners Inc. Series B Participating Preferred Stock
First Trust New Opportunities MLP & Energy Fund of Beneficial Interest
Blackrock Floating Rate Income Strategies Fund Inc
First Trust High Income Long Short Fund of Beneficial Interest
Franklin Universal Trust
Franklin Limited Duration Income Trust of Beneficial Interest
FTS International Inc.
Gabelli Equity Trust Inc. (The)
General American Investors Inc.
Guggenheim Taxable Municipal Managed Duration Trust of Beneficial Interest
Aberdeen Greater China Fund Inc.
Gabelli Convertible and Income Securities Fund Inc. (The)
GDL Fund The of Beneficial Interest
Western Asset Global Corporate Defined Opportunity Fund Inc.
Gabelli Dividend & Income Trust of Beneficial Interest
Goldman Sachs MLP Energy Renaissance Fund
New Germany Fund Inc. (The)
Western Asset Variable Rate Strategic Fund Inc.
Guggenheim Credit Allocation Fund of Beneficial Interest
GAMCO Global Gold Natural Resources & Income Trust
The Gabelli Go Anywhere Trust of Beneficial Interest
Gabelli Multi-Media Trust Inc. (The)
Gabelli Global Small and Mid Cap Value Trust (The) of Beneficial Interest
Prudential Global Short Duration High Yield Fund Inc.
GigCapital Inc.
Templeton Global Income Fund Inc.
GulfMark Offshore Inc.
GCI Liberty Inc. Class A Common Stock
Clough Global Opportunities Fund
Clough Global Equity Fund of Beneficial Interest
Gabelli Global Utility of Beneficial Ownership
Clough Global Dividend and Income Fund of beneficial interest
General Motors Company Warrant (Expires 07/10/2019)
Goldman Sachs MLP Income Opportunities Fund
SPDR S&P Global Natural Resources
Gener8 Maritime Inc.
GAMCO Natural Resources Gold & Income Trust
Guggenheim Strategic Opportunities Fund of Beneficial Interest
Gordon Pointe Acquisition Corp.
Guggenheim Enhanced Equity Income Fund
Gramercy Property Trust
Eagle Capital Growth Fund Inc.
Granite Real Estate Inc. Stapled Units each consisting of one unit of Trust and one common share of Granite REIT Inc.
Asia Tigers Fund Inc. (The)
The Gabelli Healthcare & Wellness Trust of Beneficial Interest
Gastar Exploration Inc
Gates Industrial Corporation plc
Gabelli Utility Trust (The)
Great Plains Energy Incorporated
Hennessy Capital Acquisition Corp. III
John Hancock Hedged Equity & Income Fund of Beneficial Interest
Hugoton Royalty Trust
Miller/Howard High Income Equity Fund of Beneficial Interest
Western Asset High Income Opportunity Fund Inc.
Western Asset High Income Fund II Inc.
Huami Corporation American Depositary Shares each representing four Class A
Pioneer Diversified High Income Trust of Beneficial Interest
John Hancock Pfd Income Fund II Pfd Income Fund II
John Hancock Preferred Income Fund of Beneficial Interest
John Hancock Preferred Income Fund III Preferred Income Fund III
Tekla Healthcare Investors
TeklaLife Sciences Investors
HRG Group Inc.
John Hancock Tax Advantaged Dividend Income Fund of Beneficial Interest
John Hancock Tax-Advantaged Global Shareholder Yield Fund of Beneficial Interest
Hudson Ltd. Class A
New America High Income Fund Inc. (The)
Halyard Health Inc.
Western Asset High Yield Defined Opportunity Fund Inc.
Blackrock Corporate High Yield Fund Inc.
Voya Asia Pacific High Dividend Equity Income Fund ING Asia Pacific High Dividend Equity Income Fund of Beneficial Interest
Aberdeen Australia Equity Fund Inc
Voya Infrastructure Industrials and Materials Fund of Beneficial Interest
Aberdeen Indonesia Fund Inc. (Common Stock
India Fund Inc. (The)
Voya Global Advantage and Premium Opportunity Fund of Beneficial Interest
Voya Global Equity Dividend and Premium Opportunity Fund
Western Asset Investment Grade Defined Opportunity Trust Inc.
CBRE Clarion Global Real Estate Income Fund
Voya Emerging Markets High Income Dividend Equity Fund
Invesco High Income 2023 Target Term Fund of Beneficial Interest
Voya International High Dividend Equity Income Fund of Beneficial Interest
Morgan Stanley India Investment Fund Inc.
Invesco Value Municipal Income Trust
ImmunoCellular Therapeutics Ltd.
Cohen & Steers Global Income Builder Inc. of Beneficial Interest
Brookfield Global Listed Infrastructure Income Fund Closed End Fund
Insight Select Income Fund
iPic Entertainment Inc.
Invesco Quality Municipal Income Trust
New Ireland Fund Inc (The)
Voya Natural Resources Equity Income Fund of Beneficial Interest
Prudential Short Duration High Yield Fund Inc.
Aberdeen Israel Fund Inc. (The)
Ivy High Income Opportunities Fund of Beneficial Interest
Nuveen Core Equity Alpha Fund of Beneficial Interest
Nuveen Credit Opportunities 2022 Target Term Fund of Beneficial Interest
Nuveen Diversified Dividend and Income Fund Shares of Beneficial Interest
Nuveen Emerging Markets Debt 2022 Target Term Fund of Beneficial Interest $0.01 par value per share
Aberdeen Japan Equity Fund Inc.
Nuveen Floating Rate Income Fund
Nuveen Global High Income Fund of Beneficial Interest
Nuveen High Income December 2018 Target Term Fund
Nuveen High Income November 2021 Target Term Fund
Nuveen High Income December 2019 Target Term Fund of Beneficial Interest
John Hancock Investors Trust
John Hancock Income Securities Trust
Nuveen High Income 2020 Target Term Fund of Beneficial Interest
Nuveen Mortgage Opportunity Term Fund
Nuveen Energy MLP Total Return Fund of Beneficial Interest
Nuveen All Cap Energy MLP Opportunities Fund of Beneficial Interest
Nuveen Multi-Market Income Fund (MA)
Nuveen Mortgage Opportunity Term Fund 2 of Beneficial Interest
Japan Smaller Capitalization Fund Inc
Nuveen Preferred & Income Opportunities Fund
Nuveen Preferred and Income Term Fund of Beneficial Interest
Nuveen Preferred & Income Securities Fund
Nuveen Preferred and Income 2022 Term Fund of Beneficial Interest
Nuveen Credit Strategies Income Fund Shares of Beneficial Interest
Nuveen Real Asset Income and Growth Fund of Beneficial Interest
JRjr33 Inc.
Nuveen Floating Rate Income Opportuntiy Fund Shares of Beneficial Interest
Nuveen Real Estate Income Fund of Beneficial Interest
Nuveen Short Duration Credit Opportunities Fund of Beneficial Interest
Jianpu Technology Inc. American depositary shares each two representing five Class A
Nuveen Tax-Advantaged Total Return Strategy Fund of Beneficial Interest
Nuveen Tax-Advantaged Dividend Growth Fund of Beneficial Interest
Kayne Anderson Energy Development Company
Korea Fund Inc. (The)
KKR Income Opportunities Fund
Klondex Mines Ltd.
Kayne Anderson Midstream Energy Fund Inc
Deutsche Multi-Market Income Trust Common Sshares of Beneficial Interest
Kindred Healthcare Inc.
Deutsche Strategic Municiple Income Trust of Beneficial Interest
Deutsche Strategic Income Trust Shares of Beneficial Interest
Deutsche Municiple Income Trust
Kayne Anderson Total Energy Return Fund Inc.
Kayne Anderson MLP Investment Company
Kyocera Corporation
Aberdeen Latin America Equity Fund Inc.
Liberty Oilfield Services Inc. Class A
Advent/Claymore Enhanced Growth & Income Fund of Beneficial Interest
Latin American Discovery Fund Inc. (The)
Cohen & Steers Limited Duration Preferred and Income Fund Inc.
Dreyfus Strategic Municipals Inc.
Level Brands Inc.
Leaf Group Ltd.
Legacy Acquisition Corp. Class A par value $0.0001 per share
Lazard Global Total Return and Income Fund
Loma Negra Compania Industrial Argentina Sociedad Anonima ADS
Lazard World Dividend & Income Fund Inc.
La Quinta Holdings Inc.
ProLung Inc - Ordinary Shares
Eaton Vance Massachusetts Municipal Bond Fund of Beneficial Interest $.01 par value
Pioneer Municipal High Income Advantage Trust of Beneficial Interest
Blackrock MuniYield California Quality Fund Inc.
Metropolitan Bank Holding Corp.
Medley Capital Corporation
Barings Corporate Investors
Madison Covered Call & Equity Strategy Fund
MFS Charter Income Trust
Blackrock MuniEnhanced Fund Inc
Macquarie First Trust Global
Blackrock MuniHoldings Investment Quality Fund of Beneficial Interest
MFS Municipal Income Trust
Blackrock MuniYield Investment Quality Fund of Beneficial Interest
MFS Special Value Trust
MFS Government Markets Income Trust
Macquarie Global Infrastructure Total Return Fund Inc.
Blackrock MuniHoldings Fund Inc.
BlackRock Massachusetts Tax-Exempt Trust
Western Asset Municipal High Income Fund Inc.
Pioneer Municipal High Income Trust of Beneficial Interest
Blackrock MuniHoldings New York Quality Fund Inc.
Cohen & Steers MLP Income and Energy Opportunity Fund Inc.
MFS Intermediate Income Trust
Eaton Vance Michigan Municipal Bond Fund of Beneficial Interest $.01 par value
Blackrock MuniYield Michigan Quality Fund Inc.
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MFS Multimarket Income Trust
Western Asset Managed Municipals Fund Inc.
Eaton Vance Massachusetts Municipal Income Trust Shares of Beneficial Interest
Blackrock Muni New York Intermediate Duration Fund Inc
Menlo Therapeutics Inc.
Western Asset Municipal Partners Fund Inc.
Mosaic Acquisition Corp. Class A
Motus GI Holdings Inc.
Blackrock MuniYield Pennsylvania Quality Fund
Barings Participation Investors
Blackrock MuniYield Quality Fund II Inc.
Blackrock MuniYield Quality Fund Inc.
Morgan Stanley Emerging Markets Debt Fund Inc.
Morgan Stanley Emerging Markets Fund Inc.
Madison Strategic Sector Premium Fund of Beneficial Interest
MTech Acquisition Corp.
Western Asset Municipal Defined Opportunity Trust Inc
Blackrock MuniAssets Fund Inc
Blackrock MuniHoldings California Quality Fund Inc.
Mudrick Capital Acquisition Corporation
Blackrock MuniHoldings Quality Fund II Inc.
Blackrock MuniHoldings Fund II Inc.
Blackrock Muni Intermediate Duration Fund Inc
Blackrock MuniHoldings New Jersey Quality Fund Inc.
Blackrock MuniHoldings Quality Fund Inc
Blackrock MuniVest Fund Inc.
MV Oil Trust
Blackrock MuniVest Fund II Inc.
Mexico Equity and Income Fund Inc. (The)
Mexico Fund Inc. (The)
Blackrock MuniYield California Fund Inc.
Blackrock MuniYield Fund Inc.
Blackrock MuniYield Investment Fund
Blackrock MuniYield Quality Fund III Inc
Blackrock MuniYield New Jersey Fund Inc
Blackrock MuniYield New York Quality Fund Inc.Common Stock
Blackrock MuniYield Arizona Fund Inc.
Managed Duration Investment Grade Municipal Fund
Nuveen California Quality Municipal Income Fund
Nuveen Quality Municipal Income Fund
Nuveen New York Quality Municipal Income Fund
Nuveen Arizona Quality Municipal Income Fund
Nuveen Build America Bond Fund of Beneficial Interest
Nuveen Build America Bond Opportunity Fund of Beneficial Interest
Neuberger Berman Intermediate Municipal Fund Inc.
Neuberger Berman New York Intermediate Municipal Fund Inc.
Neuberger Berman California Intermediate Municipal Fund Inc.
Nuveen California Municipal Value Fund Inc.
Nuveen California Municipal Value Fund 2 of Beneficial Interest
AllianzGI Convertible & Income Fund
AllianzGI Convertible & Income Fund II of Beneficial Interest
Tortoise Energy Independence Fund Inc.
Enduro Royalty Trust Trust Units representing beneficial interest in the trust
Nuveen AMT-Free Quality Municipal Income Fund of Beneficial Interest Par Value $.01
Nebula Acquisition Corporation
Nuveen Enhanced Municipal Value Fund of Beneficial Interest
AllianzGI NFJ Dividend Interest & Premium Strategy Fund
Nuveen Municipal 2021 Target Term Fund Fund
NexPoint Credit Strategies Fund
Neuberger Berman High Yield Strategies Fund
Nuveen Intermediate Duration Municipal Term Fund of Beneficial Interest
AllianzGI Equity & Convertible Income Fund
Nuveen Select Maturities Municipal Fund
Nine Energy Service Inc.
Nuveenn Intermediate Duration Quality Municipal Term Fund of Beneficial Interest
Nuveen New Jersey Municipal Value Fund of Beneficial Interest
Nuveen Georgia Quality Municipal Income Fund
Nuveen California AMT-Free Quality Municipal Income Fund
Nuveen Municipal Income Fund Inc.
Neuberger Berman MLP Income Fund Inc.
Nuveen Minnesota Quality Municipal Income Fund
Nuveen Massachusetts Quality Municipal Income Fund
Nuveen Maryland Quality Municipal Income Fund
Nuveen Municipal High Income Opportunity Fund $0.01 par value per share
Nuveen North Carolina Quality Municipal Income Fund
Nuveen New York Municipal Value Fund Inc.
ProShares S&P 500 Dividend Aristocrats
Nuveen Missouri Quality Municipal Income Fund
Nuveen Pennsylvania Municipal Value Fund of Beneficial Interest
Nuveen Virginia Quality Municipal Income Fund
Nuveen Pennsylvania Quality Municipal Income Fund
Nuveen New York AMT-Free Quality Municipal Income Fund
Neuberger Berman Real Estate Securities Income Fund Inc.
Nustar GP Holdings LLC Units
Nuveen Senior Income Fund
Nationstar Mortgage Holdings Inc.
Nuveen Connecticut Quality Municipal Income Fund
Tortoise MLP Fund Inc.
Nutrien Ltd.
Nuveen Texas Quality Municipal Income Fund
Nuveen Michigan Quality Municipal Income Fund
Nuveen Ohio Quality Municipal Income Fund
Nuveen Municipal Value Fund Inc.
Nuveen AMT-Free Municipal Value Fund
Nuveen AMT-Free Municipal Credit Income Fund
Nuveen California Select Tax-Free Income Portfolio
Nuveen New Jersey Qualified Municipal Fund
Nuveen New York Select Tax-Free Income Portfolio
Nuveen Select Tax Free Income Portfolio
Nuveen Select Tax Free Income Portfolio II
Nuveen Select Tax Free Income Portfolio III
Eaton Vance New York Municipal Bond Fund II of Beneficial Interest $.01 par value
NRG Yield Inc. Class C
NRG Yield Inc. Class A
Nuveen New York Municipal Value Fund 2 of Beneficial Interest
Nuveen Municipal Credit Income Fund
Orbital ATK Inc.
Five Oaks Investment Corp.
Invesco Municipal Income Opportunities Trust
One Madison Corporation Class A
OM Asset Management plc
Orient Paper Inc.
RiverNorth/DoubleLine Strategic Opportunity Fund Inc.
One Stop Systems Inc.
PagSeguro Digital Ltd. Class A
Western Asset Income Fund
Verifone Systems Inc.
Putnam High Income Securities Fund
PIMCO Dynamic Credit and Mortgage Income Fund of Beneficial Interest
Pimco California Municipal Income Fund II of Beneficial Interest
PCM Fund Inc.
Pimco Corporate & Income Strategy Fund
PIMCO California Municipal Income Fund
PIMCO Dynamic Income Fund
John Hancock Premium Dividend Fund
Adams Natural Resources Fund Inc.
Pinnacle Foods Inc.
Flaherty & Crumrine Preferred Income Fund Incorporated
PIMCO Income Strategy Fund Shares of Beneficial Interest
PIMCO Income Strategy Fund II
Flaherty & Crumrine Preferred Income Opportunity Fund Incorporated
Pengrowth Energy Corporation
Pimco Global Stocksplus & Income Fund StocksPlus & Income Fund of Beneficial Interest
Principal Real Estate Income Fund of Beneficial Interest
Pioneer Floating Rate Trust Shares of Beneficial Interest
Pimco High Income Fund
Pioneer High Income Trust of Beneficial Interest
Sprott Physical Gold Trust ETV
Putnam Master Intermediate Income Trust
Pimco Income Opportunity Fund of Beneficial Interest
PIMCO Municipal Income Fund
Pimco Municipal Income Fund II of Beneficial Interest
Putnam Managed Municipal Income Trust
Putnam Municipal Opportunities Trust
PIMCO Municipal Income Fund III of Beneficial Interest
PIMCO New York Municipal Income Fund
Pimco New York Municipal Income Fund II of Beneficial Interest
PPDAI Group Inc. American Depositary Shares each representing five Class A
Voya Prime Rate Trust Shares of Beneficial Interest
Putnam Premier Income Trust
PetroQuest Energy Inc.
Cohen & Steers Select Preferred and Income Fund Inc.
Sprott Physical Silver Trust ETV
Pimco Corporate & Income Opportunity Fund
PIMCO New York Municipal Income Fund III of Beneficial Interest
PIMCO California Municipal Income Fund III of Beneficial Interest
Petrobras Argentina S.A. ADS
Quintana Energy Services Inc.
Brookfield Real Assets Income Fund Inc.
RAIT Financial Trust of Beneficial Interest
RENN Fund Inc
PIMCO Strategic Income Fund Inc.
Arcus Biosciences Inc.
Cohen & Steers Total Return Realty Fund Inc.
Royce Global Value Trust Inc.
RMR Real Estate Income Fund (MD)
RiverNorth Opportunities Fund Inc.
Rice Midstream Partners LP representing limited partner interests
Royce Micro-Cap Trust Inc.
Cohen & Steers Reit and Preferred Income Fund Inc
Cohen & Steers Quality Income Realty Fund Inc
Resource Capital Corp.
RSP Permian Inc.
Royce Value Trust Inc.
RELM Wireless Corporation
Regalwood Global Energy Ltd. Class A
SailPoint Technologies Holdings Inc.
Western Asset Intermediate Muni Fund Inc
LMP Capital and Income Fund Inc.
Columbia India Small Cap
SandRidge Mississippian Trust II representing Beneficial Interests
Seadrill Limited (Bermuda)
SendGrid Inc.
Sprott Gold Miners
Aberdeen Singapore Fund Inc.
Stone Energy Corporation
Sutherland Asset Management Corporation
Solid Biosciences Inc.
Sol-Gel Technologies Ltd.
Salient Midstream of Beneficial Interest
Sogou Inc. American Depositary Shares each representing one Class A
Source Capital Inc.
Special Opportunities Fund Inc
Sprott Physical Platinum and Palladium Trust
Nuveen S&P 500 Dynamic Overwrite Fund
Cushing Energy Income Fund of Beneficial Interest
Cushing MLP & Infrastructure Total Return Fund
SSLJ.com Limited
Extended Stay America Inc.
Columbia Seligman Premium Technology Growth Fund Inc
Swiss Helvetia Fund Inc. (The)
Cushing Renaissance Fund (The) of Beneficial Interest
Triangle Capital Corporation
Templeton Dragon Fund Inc.
Tallgrass Energy GP LP Class A Shares
Templeton Emerging Markets Income Fund Inc.
Tallgrass Energy Partners LP representing limited partner interests
Tekla Healthcare Opportunies Fund Shares of Beneficial Interest
Tekla World Healthcare Fund Shares of Beneficial Interest
Western Asset Corporate Loan Fund Inc
resTORbio Inc.
TPG Pace Energy Holdings Corp. Class A
TriplePoint Venture Growth BDC Corp.
Tortoise Power and Energy Infrastructure Fund Inc
TCW Strategic Income Fund Inc.
THL Credit Senior Loan Fund of Beneficial Interest
Tortoise Pipeline & Energy Fund Inc.
Taiwan Fund Inc. (The)
Tri Continental Corporation
Tortoise Energy Infrastructure Corporation
Liberty All-Star Equity Fund
iShares Core U.S. REIT
Cohen & Steers Infrastructure Fund Inc
Reaves Utility Income Fund of Beneficial Interest
Invesco Bond Fund
Delaware Investments Colorado Municipal Income Fund Inc
Vina Concha Y Toro
Victory Capital Holdings Inc.
Invesco California Value Municipal Income Trust
Delaware Investments National Municipal Income Fund
Virtus Global Multi-Sector Income Fund of Beneficial Interest
Invesco Trust for Investment Grade Municipals (DE)
Vicon Industries Inc
Invesco Advantage Municipal Income Trust II of Beneficial Interest (DE)
Invesco Municipal Trust
Invesco High Income Trust II
Delaware Investments Minnesota Municipal Income Fund II Inc.
Invesco Municipal Opportunity Trust
Invesco Pennsylvania Value Municipal Income Trust (DE)
Invesco Credit Opportunities Fund of Beneficial Interest
Invesco Trust for Investment Grade New York Municipals
Invesco Senior Income Trust (DE)
Western Asset Bond Fund Share of Beneficial Interest
Willbros Group Inc. (DE)
WGL Holdings IncCommon Stock
Cactus Inc. Class A
Western Asset/Claymore Inflation-Linked Securities & Income Fund of Beneficial Interest
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund of Beneficial Interest
Westmoreland Resource Partners LP representing Limited Partner Interests
Williams Partners L.P. Representing Limited Partner Interests
Westar Energy Inc.
XAI Octagon Floating Rate & Alternative Income Term Trust of Beneficial Interest
Yingli Green Energy Holding Company Limited ADR
Virtus Total Return Fund Inc.
Virtus Global Dividend & Income Fund Inc.
China Zenix Auto International Limited American Depositary Shares each representing four.
Ageas SA (AGESY)
Energy XXI Gulf Coast, Inc. (EGC)
Barratt Developments PLC Unsponsored ADR (BTDPY)
Aberdeen Emerging Markets Equity Income Fund Inc.
AGM Group Holdings Inc.
Senmiao Technology Limited
Apergy Corporation
ASLAN Pharmaceuticals Limited
Business First Bancshares Inc.
Biglari Holdings Inc. Class A
Bilibili Inc.
REX BKCM
Carbon Black Inc.
Ceridian HCM Holding Inc.
Columbia Financial Inc.
CLPS Incorporation
Dropbox Inc
DFB Healthcare Acquisitions Corp.
Golden Bull Limited
DocuSign Inc.
GrafTech International Ltd.
AXA Equitable Holdings Inc.
Evelo Biosciences Inc.
EVO Payments Inc.
Homology Medicines Inc.
GreenTree Hospitality Group Ltd. American depositary shares each representing one Class A
Genprex Inc.
Goosehead Insurance Inc.
GreenSky Inc.
HUYA Inc. American depositary shares each representing one Class A
Inspire Medical Systems Inc.
iQIYI Inc.
Iterum Therapeutics plc
Jerash Holdings (US) Inc.
Kiniksa Pharmaceuticals Ltd.
nLIGHT Inc.
Lazydays Holdings Inc.
Level One Bancorp Inc.
Leo Holdings Corp. Class A
Union Acquisition Corp.
LiveXLive Media
MorphoSys AG
nVent Electric plc
Origin Bancorp Inc.
OneSmart International Education Group Limited ADS
Opes Acquisition Corp.
Pure Acquisition Corp.
PermRock Royalty Trust Trust Units
Pluralsight Inc.
Pivotal Software Inc. Class A
Red Violet Inc.
Rafael Holdings Inc. Class B
Construction Partners Inc.
Smartsheet Inc. Class A
Spotify Technology S.A.
Scholar Rock Holding Corporation
Sunlands Online Education Group American Depositary Shares representing Class A
Spirit of Texas Bancshares Inc.
Surface Oncology Inc.
Tiberius Acquisition Corporation
TriState Capital Holdings Inc. Dep Shs Rep 1/40th Int 6.75% Srs A Non-Cum Pfd
Unity Biotechnology Inc.
Unum Therapeutics Inc.
Xspand Products Lab Inc.
Zscaler Inc.
Zuora Inc. Class A
WYNDHAM HOT&RES (WH)